le 29 septembre 2016 Document Richard Bergeron (Canadian Western Financial): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 26 août 2016 Document Canadian Market Infrastructure Committee: CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives Documents ouverts dans un nouvel onglet Comment letters
le 2 septembre 2016 Document Charles Farquharson (Insight Investment): CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives Documents ouverts dans un nouvel onglet Comment letters
le 5 septembre 2016 Document Andreas Müller and Dr. Frank Czichowski (KfW Bankengruppe): CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives Documents ouverts dans un nouvel onglet Comment letters
le 6 septembre 2016 Document The Canadian Bankers Association: CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives Documents ouverts dans un nouvel onglet Comment letters
le 6 septembre 2016 Document Rob Baillie, Eli Peterson and Scott (Kelly State Street Bank and Trust Company, The Bank of New York Mellon and The Northern Trust Company): CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives Documents ouverts dans un nouvel onglet Comment letters
le 6 septembre 2016 Document The Canadian Commercial Energy Working Group: CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives Documents ouverts dans un nouvel onglet Comment letters
le 5 septembre 2003 Document Priscilla Healy, Paul Litner & Keith Douglas (ACPM/PIAC): Request for Comments: 81-404 - Request for Comment on Joint Forum Guidelines for Capital Accumulation Plans - Proposed Guidelines for Capital Accumulation Plans prepared by the Joint Forum of Finan Documents ouverts dans un nouvel onglet Comment letters
le 3 septembre 2003 Document Henri Masse (FTQ): Request for Comments: 81-404 - Request for Comment on Joint Forum Guidelines for Capital Accumulation Plans - Proposed Guidelines for Capital Accumulation Plans prepared by the Joint Forum of Financial Market Regulators Documents ouverts dans un nouvel onglet Comment letters
le 31 août 2003 Document Roberta Wilton (Canadian Securities Institute): Request for Comments: 81-404 - Request for Comment on Joint Forum Guidelines for Capital Accumulation Plans - Proposed Guidelines for Capital Accumulation Plans prepared by the Joint Forum of Financial Marke Documents ouverts dans un nouvel onglet Comment letters
le 29 août 2003 Document Christopher A. Brown (Bennett Jones): Request for Comments: 81-404 - Request for Comment on Joint Forum Guidelines for Capital Accumulation Plans - Proposed Guidelines for Capital Accumulation Plans prepared by the Joint Forum of Financial Market Regulato Documents ouverts dans un nouvel onglet Comment letters
le 29 août 2003 Document Claude Garcia (Standard Life): Request for Comments: 81-404 - Request for Comment on Joint Forum Guidelines for Capital Accumulation Plans - Proposed Guidelines for Capital Accumulation Plans prepared by the Joint Forum of Financial Market Regulators Documents ouverts dans un nouvel onglet Comment letters
le 22 décembre 2008 Document Ian C. W. Russell (Investment Industry Association of Canada): Framework: Concept Proposal - 81-406 - Point of Sale Disclosure for Mutual Funds and Segregated Funds Documents ouverts dans un nouvel onglet Comment letters
le 22 décembre 2008 Document Peter W. Anderson (CI Investments Inc.): Framework: Concept Proposal - 81-406 - Point of Sale Disclosure for Mutual Funds and Segregated Funds Documents ouverts dans un nouvel onglet Comment letters
le 22 décembre 2008 Document Robert C. White (Tradex Management Inc.): Framework: Concept Proposal - 81-406 - Point of Sale Disclosure for Mutual Funds and Segregated Funds Documents ouverts dans un nouvel onglet Comment letters
le 19 décembre 2008 Document Brenda J. Vince (RBC Asset Management Inc.): Framework: Concept Proposal - 81-406 - Point of Sale Disclosure for Mutual Funds and Segregated Funds Documents ouverts dans un nouvel onglet Comment letters
le 19 décembre 2008 Document Charles R. Sims (Mackenzie Financial Corporation): Framework: Concept Proposal - 81-406 - Point of Sale Disclosure for Mutual Funds and Segregated Funds Documents ouverts dans un nouvel onglet Comment letters
le 19 décembre 2008 Document Grant Richmond (RBC Dominion Securities Inc.), Anne Lockie (Royal Mutual Funds Inc.), John Montalbano (Phillips, Hager & North Investment Funds Ltd.): Framework: Concept Proposal - 81-406 - Point of Sale Disclosure for Mutual Funds and Segregated Funds Documents ouverts dans un nouvel onglet Comment letters
le 19 décembre 2008 Document Greg Pollock & Kris Birchard (Advocis): Framework: Concept Proposal - 81-406 - Point of Sale Disclosure for Mutual Funds and Segregated Funds Documents ouverts dans un nouvel onglet Comment letters
le 19 décembre 2008 Document John J. De Goey (Burgeonvest Securities Limited): Framework: Concept Proposal - 81-406 - Point of Sale Disclosure for Mutual Funds and Segregated Funds Documents ouverts dans un nouvel onglet Comment letters