CSA Staff Notice 31-327 - Broker-Dealer Registration in the Exempt Market Dealer Category
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CSA Staff Notice: 31-328 - Revocation of Omnibus / Blanket Orders Exempting Registrants from Certain Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
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CSA Staff Notice: 31-329 - Omnibus/blanket orders exempting registrants from certain provisions of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and related staff positions
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Unofficial Consolidated National Instrument 81-102 and Companion Policy as of September 22, 2014
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Notice of Amendments (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds)
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Notice of Ministerial Approval of Amendments (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds)
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CSA Notice and Request for Comment Relating to Designated Rating Organizations
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Final Amendments: Modernization of Investment Fund Product Regulation (Phase 2)
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Proposed Companion Policy 81-105
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CSA Staff Notice 81-302 Mutual Fund Sales Practices
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CSA Notice of Final National Instrument 81-105
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Final National Instrument 81-105
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Final Companion Policy 81-105
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Final National Instrument 81-105 (effective May 1, 1998)
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OSC Staff Notice 11-760 Report on Mutual Fund Sales Practices Under Part 5 of NI 81-105 Mutual Fund Sales Practices
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Unofficial Consolidated National Instrument 81-105 and Companion Policy as of September 28, 2009
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Proposed Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments
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Proposed Amendments (Related to National Instrument 81-106)
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Proposed National Instrument 81-106 and Companion Policy 81-106
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Notice and Request for Comments: NI 81-106 and Companion Policy 81-106CP
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