Ontario Securities Commission Rule 91-502 Trades in Recognized Options
Documents d'Instruments, règles et politiques
OSC Staff Notice 33-754 - Compliance and Registrant Regulation Branch Summary Report for Dealers, Advisers and Investment Fund Managers
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OSC Staff Notice 81-733 - Summary Report for Investment Fund and Structured Product Issuers
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Unofficial Consolidation: Rule 91-502 Trades in Recognized Options
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Ontario Instrument 45-507 - Self-Certified Investor Prospectus Exemption (Interim Class Order)
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Notice of General Order - Ontario Instrument 45-507 Self-Certified Investor Prospectus Exemption (Interim Class Order)
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CSA Multilateral Staff Notice 58-314 - Review of Disclosure Regarding Women on Boards and in Executive Officer Positions (Year 8 Report)
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CSA Staff Notice 51-364 - Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2022 and March 31, 2021
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Staff Notice 31-362 - OBSI Joint Regulators Committee Annual Report for 2021
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Unofficial Consolidation: National Instrument 33-105 Underwriting Conflicts - September 8, 2015
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CSA Consultation Paper 21-403 – Access to Real-Time Market Data
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CSA Staff Notice 96-303 Derivatives Data Reporting Transition Guidance
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Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex A - Replacement OSC Rule 13-502 Fees
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex B - Blackline comparing repealed OSC Rule 13-502 Fees with the replacement OSC Rule 13-502 Fees set out in Annex A
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex C - Replacement Companion Policy 13-502 Fees
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex D - Blackline comparing current Companion Policy 13-502 Fees with the replacement Companion Policy 13-502 Fees
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex E- Replacement OSC Rule 13-503 (Commodity Futures Act) Fees
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex F - Blackline comparing OSC Rule 13-503 Fees with the replacement OSC Rule13-503 Fees set out in Annex E
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex G - Replacement Companion Policy13-503 (Commodity Futures Act) Fees
Documents d'Instruments, règles et politiques