Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
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CSA Staff Notice 81-336 Guidance on Crypto Asset Investment Funds That Are Reporting Issuers
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OSC Coordinated Blanket Order 13-932 - Re Exemptions from certain filing requirements in connection with the launch of the System for Electronic Data Analysis and Retrieval +
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CSA Notice regarding Coordinated Blanket Order 13-932 Exemptions from certain filing requirements in connection with the launch of the System for Electronic Data Analysis and Retrieval +
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Notice of Commission Approval of OSC Rule 52-503 Exemption from Disclosure of a Specified Financial Measure
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CSA Notice regarding Coordinated Blanket Order 13-933 Temporary exemption from the requirement to transmit a report of exempt distribution through SEDAR+ in connection with distributions of eligible foreign securities to permitted clients
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Ontario Securities Commission – Coordinated Blanket Order 13-933 – Temporary exemption from the requirement to transmit a report of exempt distribution through SEDAR+ in connection with distributions of eligible foreign securities to permitted clients
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OSC Staff Notice 33-755 - Compliance and Registrant Regulation Branch Summary Report for Dealers, Advisers and Investment Fund Managers
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Joint Canadian Securities Administrators / Canadian Investment Regulatory Organization – Staff Notice 31-363 Client Focused Reforms: Review of Registrants’ Conflicts of Interest Practices and Additional Guidance
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CSA Staff Notice 24-319 Regarding National Instrument 24-101 Institutional Trade Matching and Settlement – Update and Staff Recommendation
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Multilateral CSA Notice – Repeal of National Instrument 81-104 Alternative Mutual Funds
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Notice of Board Approval of OSC Rule 81-509
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CSA Staff Notice 11-330 - Notice of Local Amendments - Alberta, Manitoba, New Brunswick, Nova Scotia, Québec, Ontario and Saskatchewan
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OSC Staff Notice 81-734 - Summary Report for Investment Fund and Structured Product Issuers
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Notice of Coming into Force of Amendments to National Instrument 14-101 Definitions and Consequential Amendments
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Unofficial Consolidation: OSC Rule 33-506 (Commodity Futures Act) Registration Information
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Unofficial Consolidation: Companion Policy 33-506CP (Commodity Futures Act) Registration Information
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Unofficial Consolidation: Form 33-506F1 Notice of Termination of Registered Individuals and Permitted Individuals (Section 4.2)
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Unofficial Consolidation: Form 33-506F2 Change or Surrender of Individual Categories (section 2.2(2), 2.5(2) or 4.1(5))
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Unofficial Consolidation: Form 33-506F3 Business Locations Other Than Head Office (section 3.2)
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