OSC Coordinated Blanket Order 13-932 - Re Exemptions from certain filing requirements in connection with the launch of the System for Electronic Data Analysis and Retrieval +
Documents d'Instruments, règles et politiques
CSA Notice regarding Coordinated Blanket Order 13-932 Exemptions from certain filing requirements in connection with the launch of the System for Electronic Data Analysis and Retrieval +
Documents d'Instruments, règles et politiques
Notice of Commission Approval of OSC Rule 52-503 Exemption from Disclosure of a Specified Financial Measure
Documents d'Instruments, règles et politiques
CSA Notice regarding Coordinated Blanket Order 13-933 Temporary exemption from the requirement to transmit a report of exempt distribution through SEDAR+ in connection with distributions of eligible foreign securities to permitted clients
Documents d'Instruments, règles et politiques
Ontario Securities Commission – Coordinated Blanket Order 13-933 – Temporary exemption from the requirement to transmit a report of exempt distribution through SEDAR+ in connection with distributions of eligible foreign securities to permitted clients
Documents d'Instruments, règles et politiques
OSC Staff Notice 33-755 - Compliance and Registrant Regulation Branch Summary Report for Dealers, Advisers and Investment Fund Managers
Documents d'Instruments, règles et politiques
Joint Canadian Securities Administrators / Canadian Investment Regulatory Organization – Staff Notice 31-363 Client Focused Reforms: Review of Registrants’ Conflicts of Interest Practices and Additional Guidance
Documents d'Instruments, règles et politiques
CSA Staff Notice 24-319 Regarding National Instrument 24-101 Institutional Trade Matching and Settlement – Update and Staff Recommendation
Documents d'Instruments, règles et politiques
Multilateral CSA Notice – Repeal of National Instrument 81-104 Alternative Mutual Funds
Documents d'Instruments, règles et politiques
Notice of Board Approval of OSC Rule 81-509
Documents d'Instruments, règles et politiques
CSA Staff Notice 11-330 - Notice of Local Amendments - Alberta, Manitoba, New Brunswick, Nova Scotia, Québec, Ontario and Saskatchewan
Documents d'Instruments, règles et politiques
OSC Staff Notice 81-734 - Summary Report for Investment Fund and Structured Product Issuers
Documents d'Instruments, règles et politiques
Notice of Coming into Force of Amendments to National Instrument 14-101 Definitions and Consequential Amendments
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 33-506F3 Business Locations Other Than Head Office (section 3.2)
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 33-506F4 Registration of Individuals and Review of Permitted Individuals (Section 2.2)
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 81-101CP - Mutual Fund Prospectus Disclosure
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 33-109 Registration Information
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 33-109CP Registration Information
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 33-109F1 Notice of End of Individual Registration or Permitted Individual Status
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 33-109F2 Change or Surrender of Individual Categories
Documents d'Instruments, règles et politiques
