IIROC Notice 15-0277 – Proposed Provisions Respecting Best Execution – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Withdrawal – Amendments to Dealer Member Rule 100.2(a)(ii) – Margin requirements for debt security obligations of supranational entities – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 15-0262 – Withdrawal of proposed amendments to Dealer Member Rule 100.2(a)(ii) relating to the margin requirements for debt security obligations of supranational entities – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Withdrawal – Proposed Amendments Relating to the Cross-Guarantee Requirement – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 15-0261 – Withdrawal of proposed amendments to Dealer Member Rule section 6.6 and corollary amendments to section 1.1 and subsection 16.2(iv) relating to the cross-guarantee requirement – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Request for Comment – Revised Proposed Amendments Relating to the Requirement to Disclose Membership in IIROC as a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 15-0248 – Re-Publication of Proposed Amendments of Requirement to Disclose Membership in IIROC as a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC)
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Corrections to RS Notice and Request for Comments - Proposed Allocation of Costs - First Group
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RS Notice - Request for Comments - Proposed Allocation of Costs - First Group
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RS Market Integrity Notice - Notice of Withdrawal - Provisions to Accommodate the Introduction of Multiple Marketplaces
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RS Market Integrity Notice - Notice of Withdrawal - Definition of "Applicable Market Display"
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RS Market Integrity Notice - Request for Comments - Provisions Respecting Competitive Marketplaces
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RS Market Integrity Notice - Notice of Amendment Approval - Provisions Respecting Client Priority
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RS Market Integrity Notice - Amendment Approval
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Request for Comments - Provisions Respecting Client Priority
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Notice of Amendment Approval - Provisions Respecting Impeding or Obstructing a Market Regulator
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Notice of Amendment Approval - Provisions Respecting Impeding or Obstructing a Market Regulator
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Notice of Amendment Approval - Provisions Respecting Trading During Certain Securities Transactions
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Notice of Commission Approval - Amendments Respecting Trading During Certain Securities Transactions
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Notice of Commission Approval - Provisions Respecting Practice and Procedure
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