le 10 mars 2016 Market Regulation Document Type MFDA rule review OSC Staff Notice of Request for Comment – Amendments to MFDA Rule 2.3 (Power of Attorney/Limited Trading Authority/Discretionary Trading) – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 27 juin 2013 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Investment Industry Regulatory Organization of Canada – Amendments to IFRS version of Form 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 9 juin 2016 Market Regulation Document Type IIROC rule review Appendix 4 To Rules Notice 16-0122 – Consequential amendments to the Dealer Member Rules, UMIR, and Transition Rule No. 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 2 juin 2016 Market Regulation Document Type IIROC rule review Request for Comment – Proposed Amendments to IIROC's Dealer Member Rules Respecting Market Transparency in Trading of Domestic Debt Securities – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 2 juin 2016 Market Regulation Document Type IIROC rule review IIROC Notice 16-0117 – Proposed Amendments Respecting Market Transparency in Trading of Domestic Debt Securities – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 2 juin 2016 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments to Research Report Quiet Periods – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 2 juin 2016 Market Regulation Document Type IIROC rule review IIROC Notice 15-0216 – Amendments to Research Report Quiet Periods – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 2 juin 2016 Market Regulation Document Type IIROC rule review IIROC Notice 15-0217 – Request for Comments – Research Report Quiet Periods – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 28 avril 2016 Market Regulation Document Type IIROC rule review OSC Staff Notice of Request for Comment – Proposed amendments to Dealer Member Rule 1200 and to Form 1 relating to the client free credit cash usage limit and client free credit segregation requirements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 28 avril 2016 Market Regulation Document Type IIROC rule review IIROC Notice 16-0090 – Proposed amendments to Dealer Member Rule 1200 and to Form 1 relating to the client free credit cash usage limit and client free credit segregation requirements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 21 avril 2016 Market Regulation Document Type IIROC rule review Request for comment – Proposed Amendments Respecting the Reporting of Certain Trades on Acceptable Foreign Trade Reporting Facilities – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 21 avril 2016 Market Regulation Document Type IIROC rule review IIROC Notice 16-0082 – Proposed Amendments Respecting the Reporting of Certain Trades on Acceptable Foreign Trade Reporting Facilities – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 10 mars 2016 Market Regulation Document Type IIROC rule review Request for Comment – The Proposed IIROC Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 10 mars 2016 Market Regulation Document Type IIROC rule review IIROC Notice 16-0052 – Re-Publication of Proposed IIROC Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 25 février 2016 Market Regulation Document Type IIROC rule review Request for Comment – Proposed Amendments Respecting the Audit Requirement to Send Second Positive Confirmation Requests – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 25 février 2016 Market Regulation Document Type IIROC rule review IIROC Notice 16-0038 – Proposed amendments to Dealer Member Rule 300.2(a)(vii) regarding the audit requirement to send second positive confirmation requests – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 18 décembre 2014 Market Regulation Document Type IIROC rule review IIROC Notice 14-0298 – Rules Notice – Request for Comment – Proposed amendments to Dealer Member Rules 100 and 1200 and to Form 1 relating to the client free credit cash usage limit, client free credit segregation requirements, and securities concentration – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 13 novembre 2014 Market Regulation Document Type IIROC rule review Notice of Request for Comment – Revised Proposed Amendments Relating to the Requirement to Disclose Membership in IIROC as a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 13 novembre 2014 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments to Dealer Member Rules 1, 2500, 2700, 3200 and Universal Market Integrity Rule 6.2 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 13 novembre 2014 Market Regulation Document Type IIROC rule review IIROC Notice 14-0263 – Rules Notice – Request for Comment – Provisions Respecting Order Execution Services as a Form of Third-Party Electronic Access to Marketplaces – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
