Application for Exemption from Recognition as an Exchange – CME Amsterdam B.V.
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Application for Exemption from Recognition as an Exchange – DW SEF LLC
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Draft Order
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Application for Exemption from Recognition as an Exchange – GFI Swaps Exchange LLC
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Draft Exemption Order – GFI Swaps Exchange LLC
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SIGMA X Canada - Notice of Initial Operations Report and Request for Feedback
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Request for Comment – Proposed Amendments to MFDA Rules 2.3.2 and 2.3.3 – Limited Trading Authorization – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Proposed Changes and Request for Comment – Liquidnet Canada Inc.
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Notice of Commission Approval – Amendments to Dealer Member Rules to Early Adopt Certain IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Proposed Amendments and Request for Comments – TSX Inc. and TSX Venture Exchange Inc.
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Notice and Request for Comment - Significant Change Subject to Public Comment – Amendments to Trading System Functionality & Features - Canadian Securities Exchange
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Order: In the Matter of Instinet Canada Cross Limited
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Order: In the Matter of Liquidnet Canada Inc.
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Notice of Commission Approval of Amended Memorandum of Understanding Regarding Oversight of the Investment Industry Regulatory Organization of Canada (IIROC) (effective April 1, 2021)
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Notice of Commission Approval – Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 21-0028 – Amendments to Dealer Member Rules and Form 1 regarding the securities concentration test and designated rating organizations – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Proposed Amendments to the Rules of CDCC with Respect to the Adjustments in Contract Terms – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Approval - Public Interest Rule Amendments to the Trading Policies - Neo Exchange Inc.
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Notice of Commission Deemed Approval – Housekeeping Amendments to IIROC Rules to Enhance Protection of Older and Vulnerable Clients – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 21-0159 – Housekeeping Amendments to Enhance Protection of Older and Vulnerable Clients – Investment Industry Regulatory Organization of Canada (IIROC)
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