Amendments to Correct Registration Reform Related Amendments – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – IIROC Amendments to Investment Industry Regulatory Organization of Canada (IIROC) Dealer Member Rule 2900 – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Correction – IIROC Rules Notice – Notice of Approval – UMIR – Provisions Respecting Trading During Certain Securities Transactions – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Rules Notice 10-306 – Notice of Approval – UMIR – Provisions Respecting Trading During Certain Securities Transactions – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice – Amendments to Form 1 to adopt IFRS for regulatory reporting purposes – Investment Industry Regulatory Organization of Canada (IIROC)
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Appendix 1 – Consolidated Rules and UMIR, Dealer Member Rule, Rule of Practice and Procedure, Transition Rule and General By-law Equivalents – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Proposed Amendments Respecting Order Execution Only Service Eligibility and Adviser Identifiers – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 18-0141 – Proposed Provisions Respecting Order Execution Only Service Eligibility and Adviser Identifiers – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Proposed Amendments Respecting Client Identifiers – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 18-0122 – Proposed Amendments Respecting Client Identifiers – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Deemed Approval – Housekeeping Amendments to UMIR Policy 7.1 – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 18-0118 – Housekeeping amendments to the provisions respecting Trading Supervision Obligations – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Republication of Proposed Amendments to Client Identification and Verification Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 18-0079 – Republication of Proposed Amendments to Client Identification and Verification Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Request for Comment - Material Amendments to CDS Procedures Related to the Continuous Net Settlement Default Fund
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Notice of Commission Deemed Approval – Housekeeping Amendments to Form 1 to Adopt IFRS for Leases – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Approval – Material Amendments to CDS Procedures Relating to Cessation of Eligibility of Physical Certificates for Deposit at CDS – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Procedures – CDS-DTCC Payment Service – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Rules – Automatic and Discretionary Suspension – CDS Clearing and Depository Services Inc.
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IIROC Notice 19-0036 – Housekeeping amendments to Form 1 to adopt IFRS reporting requirements for leases – Investment Industry Regulatory Organization of Canada (IIROC)
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