Request for Comment – Proposed Amendments to Form 1 for Use in, and Consistency, with the Plain Language Dealer Member Rules Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 18-0043 – Proposed Amendments to Form 1 for use in, and consistency, with the Plain Language – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Variation of Recognition Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Variation Order – Variation of Recognition Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Approval – Variation and Restatement of Recognition Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Approval – Application to Vary the Recognition and Designation Order of CDS
Marchés, OAR et agences de compensation
Notice of Approval – Application to Vary Recognition and Designation Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application to Vary the Recognition and Designation Order of CDS as a Clearing Agency – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
CDS Application Regarding Restructuring – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Approval – Application to Vary the Recognition and Designation Order of CDS Ltd. – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Application – Restructuring of CDS – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Amendment to Recognition and Designation Order – ss. 21.2(1) and s. 144 of the Act and Part VI of the OBCA – Canadian Depository for Securities Ltd. and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application to Vary the Recognition and Designation Order of the CDS as a Clearing Agency – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Notice of Commission Order – Application to Vary Recognition Order – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Notice of Commission Approval: Application to Vary the Recognition and Designation of The Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Notice of Commission Approval – Application to Vary Recognition and Designation – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Notice – Application to vary Recognition and Designation – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
IIROC Notice 19-0101 – Amendments to Provisions Respecting Order Execution Only Service Eligibility and Adviser Identifiers – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Material Amendments to CDS Procedures Relating to CDS-DTCC Payment Service – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Material Amendments to Participant Rules – Automatic and Discretionary Suspension – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation