le 13 mai 2021 Market Regulation Document Type IIROC rule review Notice of Withdrawal – Proposed Amendments Respecting Disclosure of Information by Ombudsman Service to IIROC – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 13 mai 2021 Market Regulation Document Type IIROC rule review IIROC Notice 21-0096 – Withdrawal of proposed amendments respecting disclosure of information by ombudsman service to IIROC – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 28 septembre 2017 Market Regulation Document Type IIROC rule review IIROC Notice 17-0188 – Notice of Approval – Amendments to trade-confirmation suppression requirements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 27 juillet 2017 Market Regulation Document Type IIROC rule review Notice of Withdrawal – Proposed Provisions Respecting the Execution and Reporting of Certain "Off-Marketplace" Trades – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 15 février 2018 Market Regulation Document Type IIROC rule review IIROC Notice 18-0043 – Proposed Amendments to Form 1 for use in, and consistency, with the Plain Language – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 18 janvier 2018 Market Regulation Document Type IIROC rule review Request for Comment – The Proposed IIROC Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 18 janvier 2018 Market Regulation Document Type IIROC rule review IIROC Notice 18-0014 – Re-publication of Proposed IIROC Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 21 décembre 2017 Market Regulation Document Type IIROC rule review Request for Comment – Proposed Amendments to the Minimum Dealer Regulation Fee Component of the Dealer Member Fee Model – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 5 décembre 2017 Market Regulation Document Type IIROC rule review IIROC Notice 17-0228 – CSA and IIROC Joint Staff Notice 23-319 Internalization in the Canadian Market – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 30 novembre 2017 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Continuing Education Requirements for Approved Persons – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 30 novembre 2017 Market Regulation Document Type IIROC rule review IIROC Notice 17-0223 – Notice of Commission Approval – Continuing Education Requirements for Approved Persons – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 30 novembre 2017 Market Regulation Document Type IIROC rule review Notice of Commission Deemed Approval – Housekeeping Amendments to the IIROC Consolidated Enforcement, Examination and Approval Rules – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 30 novembre 2017 Market Regulation Document Type IIROC rule review IIROC Notice 17-0224 – Notice of Commission Deemed Approval – Housekeeping Amendments to the IIROC Consolidated Enforcement, Examination and Approval Rules – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 28 septembre 2017 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments Respecting Trading Supervision Obligations – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 21 juin 2018 Market Regulation Document Type IIROC rule review IIROC Notice 18-0118 – Housekeeping amendments to the provisions respecting Trading Supervision Obligations – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 12 avril 2018 Market Regulation Document Type IIROC rule review Request for Comment – Republication of Proposed Amendments to Client Identification and Verification Requirements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 12 avril 2018 Market Regulation Document Type IIROC rule review IIROC Notice 18-0079 – Republication of Proposed Amendments to Client Identification and Verification Requirements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 28 septembre 2017 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments to Dealer Member Rule 200.2(l)(x)(B) on Trade-Confirmation Suppression Requirements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 20 août 2015 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval – Material Amendments to CDS Rules – Participant Approval Authority – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 6 août 2015 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval – Material Amendments to CDS Procedures – Discontinuation of On-Site Contingency Service in Vancouver and Calgary – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
