IIROC Notice 15-0045 – Dark Order Price Improvement Obligations When Trading Against an Odd-Lot Order – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Material Amendments to CDS Procedures – Locked-in Trade Reconciliation Service and the NSCC Trade File Pass-through Service – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Procedures – Amendments to Buy-in Messaging – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Procedures – Modification of Non-Financial Details on Blind Repo Trades – CDS Clearing and Depository Services Inc.
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RS Notice - Request for Comments - Proposed UMIR Regulation Fee Model
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OSC Staff Notice of Request for Comment – Disclosure to Clients of Dealer Members’ Financial Position – Amendments to Dealer Member Rule 1400 – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 14-0157 – Rules Notice – Request for Comments – Disclosure to clients of Dealer Members’ financial position – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Variation and Restatement of Recognition Order – Mutual Fund Dealers Association of Canada (MFDA)
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Joint Notice of Approval of Certain Recognizing Regulators of the Mutual Fund Dealers Association of Canada Application to Amend Recognition Order – Mutual Fund Dealers Association of Canada (MFDA)
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Summary of Public Comments and Responses Respecting Proposed Amendments to MFDA Recognition Order and MFDA By-law No. 1 (Definition of "Public Director") – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Effective Date – Technical Amendments to CDS Procedures – Payment Release Messages / Final Tendered Total Alert / TRAX – Market Purchase Transaction – CDS Clearing and Depository Services Inc.
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Housekeeping Amendments to MFDA Rule 3 – Financial and Operations Requirements – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Effective Date – Technical Amendments to CDS Procedures – ISO 15022 MT566 Corporate Action Payment Confirmation Message – CDS Clearing and Depository Services Inc.
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Housekeeping Amendments to MFDA Policy No. 4 – Internal Control Policy Statements and MFDA Financial Questionnaire and Report – Form 1 – Mutual Fund Dealers Association of Canada (MFDA)
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Request for Comments – Material Amendments to CDS Rules – Requirement for Uncertificated Withdrawal of Securities – CDS Clearing and Depository Services Inc.
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Request for Comments – Material Amendments to CDS Rules – Electronic Payment of Entitlements – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Amendments to Section 24.3 of MFDA By-law No. 1 – Suspensions in Certain Circumstances – Mutual Fund Dealers Association of Canada (MFDA)
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Request for Comments – Material Amendments to CDS Procedures – Real Time CNS Settlement and CNS Settlement Hold – CDS Clearing and Depository Services Inc.
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Request for Comments – Material Amendments to CDS Rules – Real Time Continuous Net Settlement Process – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Commission Approval – Material Amendments to CDS Procedures – Amendment to Debt Haircut Rates in CDSX – CDS Clearing and Depository Services Inc.
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