Nottice of Commission Approval - Amendments to IDA Regulation 400.1, Mail Insurance
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Notice of Commission Approval - Amendments to IDA By-law No. 15 Regarding the Provision of Financial Assistance by the IDA to Securities Industry Organizations and Securities Regulatory Organizations
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Notice of Commission Approval - Amendment to IDA By-Law 7.1 - Proficiency Requirements for Industry and Non-Industry Shareholders
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Notice of Commission Approval - Amendment to IDA Policy No. 5 - Code of Conduct for IDA Member Firms Trading in Domestic Debt Markets
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Notice of Commission Approval - Amendments to By-Law 29.27 - Supervision and Compliance
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Notice of Commission Approval - Amendment to IDA Regulation 100.2(f)(i) - Margin Requirements for Listed Securities
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Notice of Commission Approval - Amendment to IDA By-Law No. 3 - Entrance, Annual and Other Fees
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Appendix 3 To Rules Notice 16-0122 – Consequential amendments to the Dealer Member Rules, UMIR, and Transition Rule No. 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval - Amendment to IDA Policy No. 2 - Minimum Standards for Retail Account Supervision
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Notice of Commission Approval – Material Amendments to CDS Procedures – Locked-in Trade Reconciliation Service and the NSCC Trade File Pass-through Service – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Procedures – Amendments to Buy-in Messaging – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Procedures – Modification of Non-Financial Details on Blind Repo Trades – CDS Clearing and Depository Services Inc.
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RS Notice - Request for Comments - Proposed UMIR Regulation Fee Model
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Notice and Request for Comments – Material Amendments to CDS Rules – Termination of FINet – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Request for Comment – Proposed Amendments to Universal Market Integrity Rules Regarding Order Protection – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 14-0124 – Rules Notice – Request for Comments – Proposed Provisions Respecting the Order Protection Rule – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Request for Comment – Proposed Personal Financial Dealing Amendments – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 14-0103 – Rules Notice – Request for Comments: Proposed Personal Financial Dealing amendments – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 14-0046 – Rules Notice – Request for Comment: Proposed Plain Language Rule 9600 – Compliance Fees – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Request for Comment – The Investment Industry Regulatory Organization of Canada (IIROC) Proposed Requirements for Debt Securities Transaction Reporting – Investment Industry Regulatory Organization of Canada (IIROC)
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