Proposed Memorandum of Understanding regarding oversight of RS Inc.
Marchés, OAR et agences de compensation
Summary of Public Comments – Amendments to s. 24.3 – Suspensions in Certain Circumstances and Related Provision of MFDA By-law No. 1 – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Consent – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval - Housekeeping Amendments to MFDA Rule 1.1.7 - Business Names, Styles, Etc.
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Notice of Commission Approval – Housekeeping Amendments to MFDA Rule 4 – Insurance – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Amendments to Section 11 of MFDA By-law No. 1 – Member Approval Process – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendments to MFDA Policy No. 1 – New Registrant Training and Supervision – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendments to MFDA Rule 3 – Financial and Operations Requirements – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendments to MFDA Policy No. 4 – Internal Control Policy Statements and MFDA Financial Questionnaire and Report – Form 1 – Mutual Fund Dealers Association of Canada (MFDA)
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Housekeeping Amendments to MFDA Rule 1.1.7 (Business Names, Styles, etc.) – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Housekeeping Amendments to MFDA Rule 4 – Insurance – Mutual Fund Dealers Association of Canada (MFDA)
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OSC Staff Notice of Commission Approval – Material Amendments to CDS Procedures – CDCC Interface – Phase 2 – CDS Clearing and Depository Services Inc.
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Request for Comments – Material Amendments to CDS Procedures – Enhancements to the CNS Allotment and Conversion Process – CDS Clearing and Depository Services Inc.
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Notice of Commission Order - Application for Exemptive Relief - The London Metal Exchange
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Notice of Commission Approval and Recognition Orders - Maple Group Acquisition Corporation - TMX Group Inc. and TSX Inc.
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Notice and Request for Comment - Proposed Combination with Bourse de Montréal Inc. - TSX Group Inc. and TSX Inc.
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Notice of Commission Order - Application to Amend Recognition Order of TSX Group Inc. and TSX Inc.
Marchés, OAR et agences de compensation
Notice of Commission Order - Application to Amend Recognition Order of TSX Group Inc. and TSX Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comment - Application to Amend Recognition Order of TSX Group Inc. and TSX Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comment - Application to Amend Recognition Order of TSX Group Inc. and TSX Inc.
Marchés, OAR et agences de compensation
