Notice of Proposed Changes and Request for Comment - Changes to CXC Trading Book - Nasdaq CXC Limited
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Notice of Commission Approval - Access to Nasdaq Fixed Income Trading System - Nasdaq CXC Limited
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OSC Staff Notice and Request for Comment Regarding Proposed GEF Facility for an Exchange to be Established by Nasdaq CXC Limited
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Notice and Request for Comment - Application for Recognition as Exchanges - Nasdaq CXC Limited and Ensoleillement Inc.
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Notice of Commission Approval – Material Amendments to Schedule 12 of Form 1 and its Notes and Instructions Relating to Margin on Futures Concentrations and Deposits – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0143 – Material Amendments to Schedule 12 of Form 1 and its Notes and Instructions Relating to Margin on Futures Concentrations and Deposits – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval - Housekeeping Amendments to IDA By-law 18.14(d)(iii) - Registered Representatives and Investment Representatives
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IDA Amendment to By-law 18.14(d)(iii) - Registered Representatives and Investment Representatives
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Amendments to IDA By-Law 38 and Policy 6, Part 1 - CCO Qualifying Examination
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Notice of Approval - Housekeeping Amendments to CNQ's Trader Approval Form - Canadian Trading and Quotation System Inc. (CNQ)
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Revised Trader Approval Form - Canadian Trading and Quotation System Inc. (CNQ)
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Notice of Commission Order – Variation of Recognition Order of Canadian Trading and Quotation System Inc. (CNQ)
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Changes to CNQ Rules and Policies - Canadian Trading and Quotation System Inc. (CNQ)
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Revised CNQ Dealer Application - Canadian Trading and Quotation System Inc. (CNQ)
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Notice of Commission Approval - Repeat of CNQ Rule 10-105 - Risk Disclosure Statement - Canadian Trading and Quotation System Inc. (CNQ)
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Summary of Comments - Repeal of Rule 10-105 - Risk Disclosure Statement - Canadian Trading and Quotation System Inc. (CNQ)
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CNQ Rules - Canadian Trading and Quotation System Inc. (CNQ)
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CNQ Policies - Canadian Trading and Quotation System Inc. (CNQ)
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Notice and Request for Comments - Proposed Repeal of CNQ Rule 10-105 - Canadian Trading and Quotation System Inc. (CNQ)
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Notice and Request for Comments - Proposed Repeal of CNQ Rule 10-105 - Canadian Trading and Quotation System Inc. (CNQ)
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