Notice of Commission Approval – Amendments to CNSX Rules 1, 3, 4 and 11 including the repeal of Rules 4-107 Entry of Orders for Market Maker Securities and 4-108 Fair Prices, and the addition of Rule 12 – CNSX Markets Inc.
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CNSX Notice 2010-006 – Notice and Request for Comments – Amendments to Policy 2 Qualification for Listing – CNSX Markets Inc.
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CNSX Notice 2010-005 – Notice and Request for Comments – Amendments to CNSX Rules 1, 3, 4, and 11 including the repeal of Rules 4-107 Entry of Orders or Market Maker Securities and 4-108 Fair Prices, and the addition of Rule 12 – CNSX Markets Inc.
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Notice of Commission Approval - Rule 1-101 Definitions and Rule 11-102 Qualification for Alternative Market – CNSX Markets Inc.
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CNSX Notice 2010-003 – Policy and Rule Amendments – Policy 1, Policy 2, Policy 4, Policy 5 and related forms, new Policy 10 and Rules 1-101, 11-102 and 11-103 – CNSX Markets Inc.
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CNSX Notice 2010-01: - Notice and Request for Comments of Proposed Rule Change - Rule 1-101 Definitions and Rule 11-102 Qualifications for Alternative Market – CNSX Markets Inc.
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CNSX Notice 2009-001 – Notice and Request for Comments – Proposed Policy and Rule Changes – Policy 1, Policy 2, Policy 4, Policy 5 and related forms, and Rule 1-101, Rule 11-102 and Rule 11-103 – CNSX Markets Inc.
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Notice of Commission Approval – French Versions of CNQ Rules and Policies – Canadian Trading and Quotation System Inc. (CNQ)
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Amendments to Policy 6 Distributions - Amendment of Warrant Terms - Notice of Commission Approval - Canadian Trading and Quotation System Inc. (CNQ)
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Amendments to Policy 6 Distributions - Amendment of Warrant Terms - Canadian Trading and Quotation System Inc. (CNQ)
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VARIATION AND RESTATEMENT OF RECOGNITION ORDER (Section 144 of the Act and Subsection 78(1) of the CFA) (Blackline)
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VARIATION AND RESTATEMENT OF RECOGNITION ORDER (Section 144 of the Act and Subsection 78(1) of the CFA) (Clean)
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MEMORANDUM OF UNDERSTANDING REGARDING OVERSIGHT OF INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA AMONG:
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IN THE MATTER OF THE SECURITIES ACT, R.S.O 1990, CHAPTER S.5, AS AMENDED (the "Act") AND IN THE MATTER OF MUTUAL FUND DEALERS ASSOCIATION OF CANADA/ASSOCIATION CANADIENNE DES COURTIERS DE FONDS MUTUELS (THE "MFDA") VARIATION AND RESTATEMENT OF RECOGNITION ORDER (Section 144) (Blackline)
Marchés, OAR et agences de compensation
IN THE MATTER OF THE SECURITIES ACT, R.S.O 1990, CHAPTER S.5, AS AMENDED (the "Act") AND IN THE MATTER OF MUTUAL FUND DEALERS ASSOCIATION OF CANADA/ASSOCIATION CANADIENNE DES COURTIERS DE FONDS MUTUELS (THE "MFDA") VARIATION AND RESTATEMENT OF RECOGNITION ORDER (Section 144) - Clean
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Notice and Request for Comment - Significant Change Subject to Public Comment - Amendments to Trading System Functionality & Features - Canadian Securities Exchange
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Order: In the Matter of Instinet Canada Cross Limited
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Order: In the Matter of Liquidnet Canada Inc.
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Order: In the Matter of TriAct Canada Marketplace LP
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Order: In the Matter of Omega Securities Inc.
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