MFDA Summary of Public Comments Respecting MFDA Policy No. 9 Continuing Education (“CE”) Requirements
Marchés, OAR et agences de compensation
Blacklined Copy - Proposed New MFDA Rules 1.2 (Definitions) and 1.2.6 (Continuing Education)
Marchés, OAR et agences de compensation
Notice of Proposed Change and Request for Comment – Change to the MATCHNow Trading System – TriAct Canada Marketplace LP
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to Form 1 and Corollary Amendments to the IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice - Amendments to Form 1 and corollary amendments to the IIROC Rules
Marchés, OAR et agences de compensation
Request for Comments - Proposed Public Interest Rule Amendment to the Trading Policies - Neo Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Withdrawal - Imbalance Only Order for Closing Call - Neo Exchange Inc
Marchés, OAR et agences de compensation
IIROC Notice 21-0129 – Amendments to swap counterparty margin requirements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Housekeeping Rule Amendments to the Trading Policies - Neo Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to Swap Counterparty Margin Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Approval - Public Interest Rule Amendments to the Listing Manual - Neo Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Housekeeping Rule Amendments to the Listing Manual and Listing Forms - Neo Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Exemptive Relief – Execution Access, LLC
Marchés, OAR et agences de compensation
Notice of Withdrawal of Proposed Changes – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Client Focused Reforms Rule Amendments – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to the Rules and Manuals of CDCC to Accommodate the Extension of the Trading to the Asian Hours at Bourse de Montréal Inc. – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Approval – TSX Closing Price, TSX Last Ask Price, TSX Last Bid Price – TSX Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application for an Exemption from the Marketplace Rules – GLMX Technologies, LLC
Marchés, OAR et agences de compensation
Notice of Approval - Public Interest Rule Amendments to the Trading Policies - Neo Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comment - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
