le 25 mai 2017 Market Regulation Document Type IIROC rule review Re-Publication of Proposed Amendments Respecting the Reporting of Certain Trades on Acceptable Foreign Trade Reporting Facilities – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 25 mai 2017 Market Regulation Document Type IIROC rule review IIROC Notice 17-0111 – Re-Publication of Proposed Amendments Respecting the Reporting of Certain Trades on Acceptable Foreign Trade Reporting Facilities – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 18 mai 2017 Market Regulation Document Type IIROC rule review Request for Comment – Amendments to Dealer Member Rules and Form 1 Relating to the Futures Market Segregation and Portability Customer-Protection Regime – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 18 mai 2017 Market Regulation Document Type IIROC rule review IIROC Notice 17-0110 – Request for Comment – Amendments to Dealer Member Rules and Form 1 Relating to the Futures Market Segregation and Portability Customer-Protection Regime – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 4 mai 2017 Market Regulation Document Type IIROC rule review OSC Staff Notice of Commission – Housekeeping Amendments to Remove Statement G of the Form 1 and Corollary Amendments to the Form 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 4 mai 2017 Market Regulation Document Type IIROC rule review IIROC Notice 17-0102 – Housekeeping Amendments to Remove Statement G of the Form 1 and Corollary Amendments to the Form 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 22 août 2019 Market Regulation Document Type IIROC rule review IIROC Notice 19-0144 – Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 22 août 2019 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments to Client Identification and Verification Requirements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 22 août 2019 Market Regulation Document Type IIROC rule review IIROC Notice 19-0145 – Amendments to Client Identification and Verification Requirements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 22 août 2019 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments to Form 1 for use in, and Consistency with, the Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 22 août 2019 Market Regulation Document Type IIROC rule review IIROC Notice 19-0146 – Amendments to Form 1 for use in, and Consistency with, the Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 22 août 2019 Market Regulation Document Type IIROC rule review Notice of Commission – Amendments to Forms and Guidance Respecting Investment in a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 22 août 2019 Market Regulation Document Type IIROC rule review IIROC Notice 19-0147 – Amendments to Forms and Guidance Respecting Investment in a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 5 décembre 2019 Market Regulation Document Type LCH SA orders Notice of Commission Order – Application for Exemptive Relief – Banque Centrale de Compensation Carrying on Business as LCH SA Marchés, OAR et agences de compensation
le 8 août 2019 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments Respecting Provision of Price Improvement by a Dark Order – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 23 janvier 2020 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice of Withdrawal - Proposed Amendments to Trading System - Canadian Securities Exchange Marchés, OAR et agences de compensation
le 8 août 2019 Market Regulation Document Type LCH SA orders OSC Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – Banque Centrale De Compensation Carrying on Business as LCH SA Marchés, OAR et agences de compensation
le 9 mars 2017 Market Regulation Document Type IIROC rule review Request for Comment – Proposed Changes to Forms and Guidance Relating to Investment in a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 9 mars 2017 Market Regulation Document Type IIROC rule review IIROC Notice 17-0055 – Request for Comment – Proposed Changes to Forms and Guidance Relating to Investment in a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 16 février 2017 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Universal Market Integrity Rules – Amendments Respecting Designations and Identifiers – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
