IIROC Notice 15-0249 – Amendments to Dealer Member Rule 100.10(k) Optional use of TIMS or SPAN – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Commission Approval – Proposed Amendments to Dealer Member Rule 1400 relating to the Disclosure to Clients of Dealer Members’ Financial Position – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Debt Market Regulation Fee Model – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 15-0243 – Approval of Debt Market Regulation Fee – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval - Housekeeping Amendments to IDA By-law 18.14(d)(iii) - Registered Representatives and Investment Representatives
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IDA Amendment to By-law 18.14(d)(iii) - Registered Representatives and Investment Representatives
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Amendments to IDA By-Law 38 and Policy 6, Part 1 - CCO Qualifying Examination
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Notice and Request for Comment - Application for Exemption from Recognition and Registration as an Exchange - ICE Futures Canada, Inc.
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Recognition Order of the Winnipeg Commodity Exchange as a Commodity Futures Exchange - Winnipeg Commodity Exchange
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Exemption Order Section 36 - Winnipeg Commodity Exchange
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Exemption Order Section 37 & 40 - Winnipeg Commodity Exchange
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Notice of Commission Order - Application for Exemptive Relief - ICE Futures Europe
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Notice and Request for Comment - Application for Exemption from Recognition and Registration as an Exchange - ICE Futures Europe
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Notice and Request for Comment - Application for Exemptions - ICE Futures Europe
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Notice and Request for Comment - Application for Exemption from Recognition and Registration as an Exchange and Related Registration Relief - ICE Futures U.S.
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Notice of Approval - Application to Vary and Restate the Exemption Order of Natural Gas Exchange Inc.
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OSC Notice and Request for Comment - Application to Amend Exemption Order - Natural Gas Exchange Inc.
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Notice of Commission Approval - Amendment to IDA By-law 11, District Councils and Meetings
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Notice of Commission Approval - IDA Policy 8 - Reporting and Record-Keeping Requirements
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Notice of Commission Approval - Amendments to IDA By-law 8 - Resignations, Amalgamations
Marchés, OAR et agences de compensation
