Notice of Commission Approval - IDA Amendments to Form 1, Notes and Instructions to Statement A Regarding Foreign Currency Cash Balances Held in Registered Retirement Savings Plan Accounts
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Notice of Commission Approval - Proposped Amendments to IDA Regulation 500 and Policy No 6. Trader Registration
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Notice of Commission Approval - Amendments to IDA Regulation 2100.6 - Inter-Dealer Brokerage Systems
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Notice of Commission Approval - Amendments to IDA Policy No. 7 - Partners, Directors and Officers
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Notice of Commission Approval - Amendments to Schedule 9 of IDA Form 1 (Securities Concentration Change)
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Notice of Commission Approval - Amendment to the IDA's General Notes & Definitions to Form 1 - Definition of "Acceptable Securities Locations"
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IDA - Definition of "Acceptable Securities Locations" - Transfer Agents, General Notes and Definitions to Form 1
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IIROC Notice 17-0143 – Material Amendments to Schedule 12 of Form 1 and its Notes and Instructions Relating to Margin on Futures Concentrations and Deposits – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Commission Approval – Amendments to IIROC Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Approval – Housekeeping Amendments to Form 1 to Adopt CAS for the Audits of Regulatory Financial Statements – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Rules Notice 11-0075 – Request for Comments – Provisions Respecting Regulation of Short Sales and Failed Trades – Investment Industry Regulatory Organization of Canada (IIROC)
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Plain language rule re-write project – Dealer Member Organization and Registration Rules – Proposed Rules 2100-2700 – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice – Proposed Amendments to MFDA Rule 2.3.1(B) – Mutual Fund Dealers Association of Canada (MFDA)
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RS Market Integrity Notice - Amendment Approval - Provisions Respecting "Off-Marketplace" Trades
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Notice – Housekeeping Amendments to MFDA Rule 5.3 (Client Reporting) and MFDA Policy No. 7 (Performance Reporting) – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Amendment Approval - Provisions Respecting a "Basis Order"
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Notice of Amendment Approval - Provisions Respecting a "Basis Order"
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Notice of Commission Approval - Provisions Respecting Manipulative and Deceptive Activities
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Notice of Commission Approval – IIROC Dealer Member Rule 43 Personal Financial Dealings with Clients and Amendments to IIROC Dealer Member Rule 18.14 Registered Representatives and Investment Representatives – Investment Industry Regulatory Organization of Canada (IIROC)
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Joint Notice and Request for Comment – MFDA Application for Amendment and Restatement of Its Recognition Orders and Application to Amend the Definition of "Public Director" in its By-law No. 1 – Mutual Fund Dealers Association of Canada (MFDA)
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