Proposed Amendments to MFDA Rule 3.1.1 (Capital - Minimum Levels) and MFDA Form 1 - Financial Questionnaire and Report – Mutual Fund Dealers Association of Canada (MFDA)
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IIROC Rules Notice – Notice of Approval – Dealer Member Rule Amendments to Implement the CSA's Registration Reform Project – Investment Industry Regulatory Organization of Canada (IIROC)
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Assignment of Powers and Duties of the Director to the Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Order – Approval of Application regarding the IIROC Restricted Fund – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Proposed Amendments to Rule C-18 and Section 6.6 of the Operations Manual of the CDCC to Modify the Delivery Period of the 30-Year Government of Canada Bond Future Contracts (LGB) – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Commission Order – Application for Exemptive Relief – Dealerweb Inc.
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Notice of Commission Order – Approval of the MFDA Application Regarding the MFDA Discretionary Fund – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Approval - Introduction of PureStream on the CXD Trading Book - Nasdaq CXC Limited
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Request for Comment – Proposed Amendments to Permit Reduced Margin for Swap Position Partial Offsets Held in Inventory – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice – Housekeeping Rule Amendments to the TSX Company Manual – Toronto Stock Exchange (TSX Inc.)
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Notice of Commission Order – Application for Variation of Exemption Order – CME Amsterdam B.V.
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Request for Comment – Material Amendments to CDS Rules – New York Link Service Investment Committee – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Request for Comment – Material Amendments to CDS Rules – New York Link Service Investment Committee – CDS Clearing and Depository Services Inc.
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Notice of Approval – Omega ATS & Lynx ATS – Tradelogiq Markets Inc.
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Investment Industry Regulatory Organization of Canada (IIROC) – Proposed Amendments Respecting the Codification of Certain Universal Market Integrity Rules (UMIR) Exemptions
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Request for Comment – Proposed Amendments Respecting the Codification of Certain Universal Market Integrity Rules (UMIR) Exemptions – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Proposed Amendments and Request for Comments – TSX Inc.
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Notice of Proposed Changes and Request for Comment - Nasdaq CXC Limited
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Request for Comment – Proposed Amendments to IIROC Rules and Form 1 – Floating Index Margin Rate Methodology – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Approval – Public Interest Rule Amendments to the Listing Manual - Neo Exchange Inc.
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