Request for Comment – Proposed Amendments to UMIR Respecting the Reasonable Expectation to Settle a Short Sale – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Request for Comment – Rule Consolidation Project – Phase 2 – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Notice of Commission Approval - Derivatives Rule Modernization, Stage 1 - Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Notice of Material Rule Submission - Proposed Material Amendments to CDS Procedures and Fee Schedule Related to the Cessation of the Euroclear France Link and SEB Link Services - CDS Clearing and Depository Services (CDS)
Marchés, OAR et agences de compensation
Notice of Housekeeping Rule Amendments to the Listing Forms – Cboe Canada Inc.
Marchés, OAR et agences de compensation
Notice of Material Rule Submission - Proposed Amendments to the Rules, Operations Manual and Risk Manual of the CDCC to Move to T+1 Settlement - Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comment – Broker Preferencing for Anonymous Hidden Orders on CXC and CX2 – Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice of Withdrawal – Proposed Amendments to the Risk Manual of the CDCC to Introduce a New Risk Model Recalibration Process – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Material Amendments to CDS External Procedures Related to the Participant Fund Administered by CDS for the New York Link Service – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice and request for comment – Material amendments to CDS External procedures – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application by Bloomberg Tradebook Singapore Pte Ltd for Exemption from Recognition as an Exchange; and – Notice of Proposed Change and Request for Comment for Bloomberg Tradebook Canada Company
Marchés, OAR et agences de compensation
Request for Comments - Amendments to the Rules of the Canadian Derivatives Clearing Corporation to Modify the Final Settlement Price of the One–Month CORRA Futures (COA)
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Proposed Amendments to the Rules of the CDCC to Modify the Final Settlement Price of the One-Month CORRA Futures (COA) – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Proposed Change and Request for Comment – Change to the MATCHNow Trading System – TriAct Canada Marketplace LP
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments Respecting the Trading of Derivatives on a Marketplace – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments Respecting Reporting, Internal Investigation and Client Complaint Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Variation Order – LCH Limited
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Mutual Fund Dealers Association of Canada (MFDA) – Proposed Amendments to MFDA Rule 1.2.5 (Misleading Business Titles Prohibited) – Notice of Withdrawal
Marchés, OAR et agences de compensation
Notice of Withdrawal – Proposed Amendments to MFDA Rules 2.3.1(b) (Discretionary Trading) and 2.2.5 (Relationship Disclosure) – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Proposed Change and Request for Comment – Proposed Fee Model for TSX and TSXV Listed Securities Trading on the CSE – Canadian Securities Exchange
Marchés, OAR et agences de compensation
