Notice of Commission Order – Application for Exemption from Recognition as an Exchange and from the Marketplace Rules – BrokerTec Europe Limited
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to Rules, Operations Manual, Risk Manual and Default Manual of the CDCC to Introduce the Gross Client Margin (GCM) Model – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comment - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice of Revocation Order – Execution Access LLC
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Interim Exemptive Relief – Japan Securities Clearing Corporation (JSCC)
Marchés, OAR et agences de compensation
Periodic Matching – Notice of Proposed Amendments and Request for Comment – Lynx ATS – Tradelogiq Markets Inc
Marchés, OAR et agences de compensation
Request for Comment – Proposed Clarifying Amendments to Registration and Proficiency Requirements – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
ICE NGX Canada Inc. – Application for Amendment of Order Exempting It from Recognition as a Commodity Futures Exchange and as an Exchange – Notice and Request For Comment
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to the Risk Manual of the CDCC Regarding the Base Initial Margin Model Used to Calibrate Margin Relief for Exchange Traded Derivatives – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
OSC Notice - Variation of Exchange Recognition Orders - Aequitas Innovations Inc. and Neo Exchange Inc. (Cboe Canada)
Marchés, OAR et agences de compensation
OSC Notice - Variation of Exchange Recognition Orders - Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application for Exemption from Recognition as Exchange – RTX Fintech & Research LLC
Marchés, OAR et agences de compensation
Notice of Material Rule Submission – Proposed Amendments to the Default Manual of the CDCC Regarding the Implementation of an Auction Tool Used to Organize a Default Auction During a Default Management Period – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application for an Exemption from the Marketplace Rules – EquiLend, LLC
Marchés, OAR et agences de compensation
Notice of Cessation of ATS Business – TriAct Canada Marketplace LP (operating as MATCHNow)
Marchés, OAR et agences de compensation
Notice of Commission Approval and Variation of Recognition Order – Application by Aequitas Innovations, Inc. and Neo Exchange, Inc. for Variation of Recognition Order to Reflect a Proposed Amalgamation – Cboe Canada Inc. and Cboe Global Markets, Inc.
Marchés, OAR et agences de compensation
Notice of Approval – Trading Policies Amendments – Neo Exchange Inc.
Marchés, OAR et agences de compensation
Application for Designation as a Trade Repository – KOR Reporting Inc.
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment – Application for Designation as a Trade Repository – KOR Reporting Inc.
Marchés, OAR et agences de compensation
Request for Comment – Rule Consolidation Project – Phase 1 – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation