Notice of Effective Date – Technical Amendments to CDS Procedures – QST Rate Changes on CDS Forms – CDS Clearing and Depository Services Inc.
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Request for Comments – Material Amendments to CDS Rules – Multi-Classification of Limited Purpose Participants – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Commission Approval – Material Amendments to CDS Rules – CDCC Interface – Phase 2 – Partial Settlement – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Commission Approval – Material Amendments to CDS Procedures – CDCC Interface – Caps and Lines of Credit Updates – CDS Clearing and Depository Services Inc.
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Proposed Amendments to MFDA Rule 2.2 (Client Accounts), Policy No. 2 Minimum Standards for Account Supervision, Rule 2.8 (Client Communications) and Rule 5.3 (Client Reporting) – Mutual Fund Dealers Association of Canada (MFDA)
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Summary of Public Comments Respecting Proposed Amendments to MFDA Rule 1.2.1(d) – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Amendments to MFDA Rule 1.2.1(d) Regarding Financial Planning Services as a Dual Occupation – Mutual Fund Dealers Association of Canada (MFDA)
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Summary of Public Comments Respecting Proposed Amendments to MFDA Policy No. 3 Handling Client Complaints and Responses of the MFDA – Mutual Fund Dealers Association of Canada (MFDA)
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Proposed Amendments to MFDA Policy No. 3 Handling Client Complaints – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendment to MFDA By-law No. 1, Section 1 Regarding the Definition of "Control" – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendments to MFDA By-Law No. 1, Section 1 (Definitions – "Control") – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendments to MFDA By-law No. 1, Section 1 Regarding the Preamble to the Definitions and MFDA Notice – Housekeeping Amendment to MFDA By-law No. 1, Section 1 (Definitions) – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendments to MFDA Rule 1.2.4 Regarding the Currency of Courses – Mutual Fund Dealers Association of Canada (MFDA)
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MFDA Notice – Housekeeping Amendment to MFDA By-law No. 1, Section 1 (Definitions) – Mutual Fund Dealers Association of Canada (MFDA)
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MFDA Notice – Housekeeping Amendments to MFDA Rule 1.2.4 (Currency of Courses) – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Amendments to MFDA Rule 3.2 and MFDA Financial Questionnaire and Report – Mutual Fund Dealers Association of Canada (MFDA)
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Summary of Public Comments – Proposed Amendments to MFDA Rule 3.2 and MFDA Financial Questionnaire and Report and Response of the MFDA – Mutual Fund Dealers Association of Canada (MFDA)
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Calculation of Risk Adjusted Capital (Rule 3.2.2, 3.2.5 and Form 1) – Mutual Fund Dealers Association of Canada (MFDA)
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MFDA Notice and Request for Comments – Hearing Panels (Section 19.9 of By-law No.1) – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Amendments to MFDA Financial Questionnaire and Report – Mutual Fund Dealers Association of Canada (MFDA)
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