Application for Designation as a Trade Repository and Draft Order – DTCC Data Repository (U.S.) LLC
Marchés, OAR et agences de compensation
Application to Become Designated as a Trade Repository and Draft Order – ICE Trade Vault, LLC
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IIROC Notice 20-0203 – Proposed Amendments – IIROC Exemptions for Bulk Account Movements – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 20-0202 – Proposed Amendments Respecting the Trading of Derivatives on a Marketplace – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Notice – Changes to Harmonize and Streamline The Oversight of the MFDA – Mutual Fund Dealers Association of Canada (MFDA)
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RS Market Integrity Notice - Request for Comments - Provisions Respecting Trading During Certain Securities Transactions
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Request for Comment - Proposed Amendments to the Oversight of MFDA IPC
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Notice of Commission Approval – Variation and Restatement of Approval Order – MFDA Investor Protection Corporation (MFDA IPC)
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Notice and Request for Comment - Significant Change Subject to Public Comment - Amendments to Trading System Functionality and Features - Canadian Securities Exchange
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Notice of Commission Order – Application for Exemptive Relief – Fixed Income Clearing Corporation (FICC)
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Notice of Commission Order – Application for Interim Exemptive Relief – Eurex Clearing AG
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Notice of Commission Order – Variation to the Interim Exemption Order – Eurex Clearing AG
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Notice of Commission Approval – Proposed Amendments to the Rules of CDCC to Modify the Nominal Value of the Two-Year Government of Canada Bond Futures – Canadian Derivatives Clearing Corporation (CDCC)
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Request for Comments – Amendment to the Risk Manual of the CDCC to Address the Stress Testing Framework – Canadian Derivatives Clearing Corporation (CDCC)
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Recognition Order – Mutual Fund Dealers Association of Canada (MFDA)
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Oversight Review Report of the Mutual Fund Dealers Association of Canada (MFDA)
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Publication of Corporate Governance Section Report for MFDA Oversight Review Report – Mutual Fund Dealers Association of Canada (MFDA)
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Oversight Review Report of the Mutual Fund Dealers Association of Canada (MFDA)
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Request for Comments - Notice 2013-003 - Passive-only Order Type - Canadian Securities Exchange
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Notice of Completion of Staff Review of Proposed Changes – Changes to Order Allocation Methodology for Jitney Trades – CNSX Markets Inc.
Marchés, OAR et agences de compensation
