Notice of Commission Approval – Proposed Amendments to MFDA Rule 2.3.1 – Power of Attorney/Limited Trading Authorization – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Effective Date – Technical Amendments to CDS Procedures – Tax Changes on CDS Forms – CDS Clearing and Depository Services Inc.
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Request for Comments – CDS Clearing and Depository Services Inc. – Material Amendments to CDS Procedures – Amendments to Buy-In Messaging – CDS Clearing and Depository Services Inc.
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Notice and Request for Comments – Material Amendments to CDS Procedures – Locked-In Trade Reconciliation Service and the NSCC Trade File Pass-Through Service – CDS Clearing and Depository Services Inc.
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Notice and Request for Comments – Material Amendments to CDS Procedures – Modification of Non-Financial Details on Blind Repo Trades – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Procedures – Decommissioning of NSCC’s OTC Comparison Service – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Procedures – Enhancements to the ATON Mutual Fund Transfer Request Process – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Procedures – Enhancements to the CNS Mandatory Allotment and Conversion Process – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – QST Rate Changes on CDS Forms – CDS Clearing and Depository Services Inc.
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Request for Comments – Material Amendments to CDS Rules – Multi-Classification of Limited Purpose Participants – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Commission Approval – Material Amendments to CDS Rules – CDCC Interface – Phase 2 – Partial Settlement – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Commission Approval – Material Amendments to CDS Procedures – CDCC Interface – Caps and Lines of Credit Updates – CDS Clearing and Depository Services Inc.
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Proposed Amendments to MFDA Rule 2.2 (Client Accounts), Policy No. 2 Minimum Standards for Account Supervision, Rule 2.8 (Client Communications) and Rule 5.3 (Client Reporting) – Mutual Fund Dealers Association of Canada (MFDA)
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Summary of Public Comments Respecting Proposed Amendments to MFDA Rule 1.2.1(d) – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Amendments to MFDA Rule 1.2.1(d) Regarding Financial Planning Services as a Dual Occupation – Mutual Fund Dealers Association of Canada (MFDA)
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Summary of Public Comments Respecting Proposed Amendments to MFDA Policy No. 3 Handling Client Complaints and Responses of the MFDA – Mutual Fund Dealers Association of Canada (MFDA)
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Proposed Amendments to MFDA Policy No. 3 Handling Client Complaints – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendments to MFDA Rule 2.3 – Power of Attorney/Limited Trading Authorization – Mutual Fund Dealers Association of Canada (MFDA)
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Housekeeping Amendments to MFDA Rule 2.3 (Power of Attorney/Limited Trading Authorization) – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Amendments to MFDA Rule 1.1.6 – Introducing and Carrying Arrangement – Mutual Fund Dealers Association of Canada (MFDA)
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