Summary of Public Comments Respecting Proposed Amendments to MFDA Rule 1.2.1(d) – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to MFDA Rule 1.2.1(d) Regarding Financial Planning Services as a Dual Occupation – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Summary of Public Comments Respecting Proposed Amendments to MFDA Policy No. 3 Handling Client Complaints and Responses of the MFDA – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application for Exemption from Recognition as an Exchange – FX Connect MTF and Currenex MTF
Marchés, OAR et agences de compensation
Notice of Commission Interim Order – Application for Exemptive Relief – Currenex MTF
Marchés, OAR et agences de compensation
Notice of Commission Order - Application for Exemptive Relief - 360 Trading Networks Inc., et al.
Marchés, OAR et agences de compensation
Notice of Commission Order - Application for Exemptive Relief - 360 Trading Networks Inc., et al.
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment – Applications for Exemption from Recognition as an Exchange – 360 Trading Networks Inc. et al.
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Interim Exemption Order – DW SEF LLC
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application for Exemption from Recognition as an Exchange – FX Connect MTF and Currenex MTF
Marchés, OAR et agences de compensation
Notice of Commission Interim Order – Application for Exemptive Relief – FX Connect Multilateral Trading Facility
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Exemptive Relief – 360 Trading Networks Inc., et al.
Marchés, OAR et agences de compensation
Amendments to the Rules of the Toronto Stock Exchange - Alternative Trade eXecution (ATX) - TSX Inc.
Marchés, OAR et agences de compensation
Notice of Approval - Amendments to the Rules of the Toronto Stock Exchange - Part 6 - Exchange Take-Over Bids and Exchange Issuer Bids - TSX Inc.
Marchés, OAR et agences de compensation
Notice of Approval - Housekeeping Amendments to the TSX Company Manual - Toronto Stock Exchange (TSX Inc.)
Marchés, OAR et agences de compensation
Request for Comments - Amendments to Part VI of the TSX Company Manual - Toronto Stock Exchange (TSX Inc.)
Marchés, OAR et agences de compensation
Notice of Approval - Housekeeping Amendments to the TSX Company Manual - Toronto Stock Exchange (TSX Inc.)
Marchés, OAR et agences de compensation
Notice of Approval - Housekeeping Amendments to the TSX Company Manual - Toronto Stock Exchange (TSX Inc.)
Marchés, OAR et agences de compensation
Request for Comments - Implementation of a Pre-Trade Matching Facility - Alternative Trade eXecution - TSX Inc.
Marchés, OAR et agences de compensation
Notice of Approval - Amendments to the Rules of the TSX Relating to the Adoption of Universal Market Integrity Rules - TSX Inc.
Marchés, OAR et agences de compensation
