IIROC Notice 21-0078 – Amendments to Dealer Member Rules and IIROC Rules regarding Exemptions for Bulk Account Movements
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Notice of Commission Deemed Approval – Housekeeping Amendments to the Universal Market Integrity Rules (UMIR) Regarding the Definition of “Marketplace” – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Proposed Amendments to the Risk Manual of CDCC to Change the Initial Margin Model for Bond Derivatives – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Commission Approval – Proposed Amendments to the Risk Manual of CDCC to Change the Initial Margin Model for Equity Derivatives – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Proposed Changes and Request for Comment - Nasdaq CXC Limited
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Notice of Commission Order – Application for Exemptive Relief – GLMX Technologies, LLC
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Notice of Commission Deemed Approval – Housekeeping Rule Changes to the IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Approval – Lynx ATS – Tradelogiq Markets Inc.
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OSC Staff Notice of Request for Comment – Proposed Amendments to the Risk Manual of CDCC with Respect to the Initial Margin Model for Bond Derivatives – Canadian Derivatives Clearing Corporation (CDCC)
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Request for Comment – Proposed Amendments to Rule C-18 of the CDCC to Modify the Delivery Standards of the 30-Year Government of Canada Bond Future Contracts – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Proposed Changes and Request for Comments – Lynx ATS – Tradelogiq Markets Inc.
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OSC Staff Notice of Request for Comment – Proposed Significant Change to Eliminate CDS Fee Rebates and Proposed Amendments to Eliminate Network Connectivity Fees and to Eliminate Report File Transmission Fees – CDS Clearing and Depository Services Inc. (CDS)
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Notice of Withdrawal – Proposed Significant Change to Eliminate CDS Fee Rebates and Proposed Amendments to Eliminate Network Connectivity Fees – CDS Clearing and Depository Services Inc. (CDS)
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Request for Comment – Notice of Proposed Margin Requirements for Structured Products – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 21-0032 – Proposed margin requirements for structured products – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval - Memorandum of Understanding with the AMF regarding Co-ordination and Information Sharing relating to TMX Group Inc., TSX Inc. and Bourse de Montréal Inc.
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Notice of Ministerial Approval - Memorandum of Understanding with the AMF and the OSC - TMX Group Inc. and TSX Inc.
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OSC Staff Notice of Request for Comment – Proposed Amendments to CDS Fee Schedule – New York Link/DTC Direct Link Services – CDS Clearing and Depository Services Inc. (CDS)
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Notice of Commission Deemed Approval – Housekeeping Amendments to DMR and IIROC Rules As Related to IIROC Notices 19-0071 and 19-0101 – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice - 21-0124 - Housekeeping Amendments to DMR and IIROC Rules As Related to IIROC Notices 19-0071 and 19-0101
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