Notice of Housekeeping Rule Amendments to the Trading Policies – Neo Exchange Inc.
Marchés, OAR et agences de compensation
Coveo Solutions Inc.
Ordonnances et décisions
Onex Canada Asset Management Inc.
Ordonnances et décisions
93-101 -
IRP Title
Derivatives: Business Conduct
Instruments, règles et politiques
91-306 -
IRP Title
Compliance Review Findings for Reporting Counterparties
Instruments, règles et politiques
91-504 and 91-504CP -
IRP Title
[on hold] Over-The-Counter Derivatives
Instruments, règles et politiques
91-505 -
IRP Title
Exemptions from the Options Proficiency Requirement for International Dealers, Advisers and Sub-Advisers (Interim Class Order)
Instruments, règles et politiques
91-703 -
IRP Title
Staff Recommendation on the Reporting of Inter-Affiliate Transactions by End-Users under OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting
Instruments, règles et politiques
93-102 -
IRP Title
Derivatives: Registration
Instruments, règles et politiques
93-301 -
IRP Title
Derivatives Business Conduct Rule - No Overlap with Derivatives Registration Rule Comment Period
Instruments, règles et politiques
94-101 94-101CP -
IRP Title
Mandatory Central Counterparty Clearing of Derivatives
Instruments, règles et politiques
94-102 -
IRP Title
Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
Instruments, règles et politiques
94-303 -
IRP Title
[Withdrawn by OSC Staff, September 1, 2022] Variation, Amendment, or Revocation and Replacement of Blanket Orders Exempting Certain Counterparties from the Requirement to Submit a Mandatory Clearable Derivative for Clearing and Update on Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives
Instruments, règles et politiques
94-304 -
IRP Title
Frequency of the Requirement to Deliver Form 94-102F3 Customer Collateral Report: Regulated Clearing Agency
Instruments, règles et politiques
95-301 -
IRP Title
Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
Instruments, règles et politiques
95-302 -
IRP Title
Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
Instruments, règles et politiques
95-401 -
IRP Title
Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
Instruments, règles et politiques
IBEX Technologies Inc.
Ordonnances et décisions
Fidelity Investments Canada ULC
Ordonnances et décisions
1832 Asset Management L.P. and Dynamic Global Growth Opportunities Fund
Ordonnances et décisions
