Notice of Ministerial Approval: Amendments to NI 41-101, 41-101CP, NI 44-101, 44-101CP, NI 44-102, 44-102CP, NI 81-101, 81-101CP and Consequential Amendments to NI 52-107, NI 51-102, NI 13-101
Documents d'Instruments, règles et politiques
Notice of Correction to Published Notice of Ministerial Approval: Amendments to NI 41-101, 41-101CP, NI 44-101, 44-101CP, NI 44-102, 44-102CP, NI 81-101, 81-101CP and Consequential Amendments to NI 52-107, NI 51-102, NI 13-101
Documents d'Instruments, règles et politiques
Notice of Repeal: National Policy Statement No. 14 - Acceptability of Currencies in Material Filed with Securities Regulatory Authorities
Documents d'Instruments, règles et politiques
OSC Staff Notice: 33-740 - Report on the results of the 2012 targeted review of portfolio managers and exempt market dealers to assess compliance with the know-your-client, know-your-product and suitability obligations
Documents d'Instruments, règles et politiques
OSC Staff Notice: 33-741 - Report on the Results of the Reviews of Capital Markets Participation Fees
Documents d'Instruments, règles et politiques
OSC Staff Notice: 33-742 - 2013 OSC Annual Summary Report for Dealers, Advisers and Investment Fund Managers
Documents d'Instruments, règles et politiques
OSC Staff Notice: 33-743 - Guidance on sales practices, expense allocation and other relevant areas developed from the results of the targeted review of large investment fund managers
Documents d'Instruments, règles et politiques
OSC Staff Notice 33-744 - Availability of registration exemptions to foreign dealers in connection with trades in options and futures contracts under the Commodity Futures Act (Ontario)
Documents d'Instruments, règles et politiques
OSC Staff Notice: 33-745 - 2014 Annual Summary Report for Dealers, Advisers and Investment Fund Managers
Documents d'Instruments, règles et politiques
OSC Staff Notice: 33-746 - 2015 Annual Summary Report for Dealers, Advisers and Investment Fund Managers
Documents d'Instruments, règles et politiques
OSC Staff Notice 33-747 - 2016 Annual Summary Report for Dealers, Advisers and Investment Fund Managers
Documents d'Instruments, règles et politiques
OSC Staff Notice 33-748 - Annual Summary Report for Dealers, Advisers and Investment Fund Managers
Documents d'Instruments, règles et politiques
Amendments to National Instrument 41-101 General Prospectus Requirements
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Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, Stage 1
Documents d'Instruments, règles et politiques
Request for Comments: Proposed NI 41-103 Supplementary Prospectus Disclosure Requirements for Securitized Products
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CSA Staff Notice 11-315 - Extension of Consultation Period
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Proposed National Policy: NP - 41-201 - Income Trusts and Other Indirect Offerings
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Request for Comment: NP - 41-201 - Income Trusts and Other Indirect Offerings
Documents d'Instruments, règles et politiques
Notice of Proposed National Policy: NP - 41-201 - Income Trusts and Other Indirect Offerings
Documents d'Instruments, règles et politiques
Notice of Commission Approval: NP - 41-201 - Income Trusts and Other Indirect Offerings
Documents d'Instruments, règles et politiques
