Unofficial Consolidation: OSC Rule 33-506 (Commodity Futures Act) Registration Information
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 33-506CP (Commodity Futures Act) Registration Information
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 33-506F1 Notice of Termination of Registered Individuals and Permitted Individuals (Section 4.2)
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 33-506F2 Change or Surrender of Individual Categories (section 2.2(2), 2.5(2) or 4.1(5))
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
Documents d'Instruments, règles et politiques
CSA Consultation Paper 43-401 – Consultation on National Instrument 43-101 Standards of Disclosure for Mineral Projects
Documents d'Instruments, règles et politiques
CSA Notice of Changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements Related to Financial Statement Requirements
Documents d'Instruments, règles et politiques
CSA and CCIR Joint Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations and Proposed CCIR Individual Variable Insurance Contract Ongoing Disclosure Guidance Total Cost Reporting for Investment Funds and Segregated Funds
Documents d'Instruments, règles et politiques
CSA Staff Notice 25-303 – 2021 CSA Annual Activities Report on the Oversight of Self-Regulatory Organizations and Investor Protection Funds
Documents d'Instruments, règles et politiques
Ontario Instrument 81-508 - Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers
Documents d'Instruments, règles et politiques
Notice of General Order – Ontario Instrument 81-508 “Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers”
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 52-108 Auditor Oversight
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 52-108CP Auditor Oversight
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of Amendments to National Instrument 52-108 Auditor Oversight
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers
Documents d'Instruments, règles et politiques
OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments
Documents d'Instruments, règles et politiques
Policy Reformulation Table of Concordance and List of New Instruments
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 41-101F2 - Information Required in an Investment Fund Prospectus
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 41-101F3 - Information Required in a Scholarship Plan Prospectus
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 81-106 - Investment Fund Continuous Disclosure
Documents d'Instruments, règles et politiques
