Notice of Coming into Force of National Instrument 93-101 Derivatives: Business Conduct

National Instrument 93-101 Derivatives: Business Conduct (the Rule) will come into force on September 28, 2024 (the Effective Date), pursuant to section 143.4 of the Securities Act (Ontario). The Rule, which was originally published as Multilateral Instrument 93-101 Derivatives: Business Conduct, is referred to as a national instrument following adoption of the Rule by the British Columbia Securities Commission on the Effective Date.

In connection with the Rule, the Ontario Securities Commission also adopted Companion Policy 93-101 Derivatives: Business Conduct (the Companion Policy). The Companion Policy will come into effect on September 28, 2024.

The Rule and Companion Policy were published in the Bulletin on September 28, 2023 at (2023), 46 OSCB 7759 and on the OSC website at www.osc.ca.

The full text of the Rule and Companion Policy is reproduced in Chapter 5 of this Bulletin.