OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments
Documents d'Instruments, règles et politiques
OSC Notice 13-708 – Fees Under OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees
Documents d'Instruments, règles et politiques
CSA Staff Notice 31-358 Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 21-101 Marketplace Operation
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 21-101CP Marketplace Operation
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 21-101F1 Information Statement Exchange or Quotation and Trade Reporting System
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 21-101F2 Information Statement Alternative Trading System
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 21-101F3 Quarterly Report of Marketplace Activities
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 21-101F5 Information Statement Information Processor
Documents d'Instruments, règles et politiques
OSC Staff Notice 11-790 Protecting Aging Investors through Behavioural Insights
Documents d'Instruments, règles et politiques
CSA Multilateral Staff Notice 51-361 Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2020 and March 31, 2019
Documents d'Instruments, règles et politiques
OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments
Documents d'Instruments, règles et politiques
Notice of Correction – CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required - Annex F
Documents d'Instruments, règles et politiques
OSC Staff Notice 11-737 (Revised) - Securities Advisory Committee - Vacancies
Documents d'Instruments, règles et politiques
2020 Summary Report for Dealers, Advisers and Investment Fund Managers
Documents d'Instruments, règles et politiques
CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required
Documents d'Instruments, règles et politiques
Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of Amendments to National Instrument 21-101 – Marketplace Operation
Documents d'Instruments, règles et politiques
Notice – Variation of Exchange Recognition Orders, ATS Protocol, and Revocation of OSC Staff Notice 21-706
Documents d'Instruments, règles et politiques
Notice – Variation of Exchange Recognition Orders, ATS Protocol, and Revocation of OSC Staff Notice 21-706
Documents d'Instruments, règles et politiques
