le 10 septembre 2015 Decision Aston Hill Capital Markets Inc. and Aston Hill Asset Management Inc. Ordonnances et décisions
le 8 mai 2015 Decision Desjardins Securities Inc. and IIROC member firms registered as of July 15, 2015 Ordonnances et décisions
le 8 mai 2015 Decision Desjardins Securities Inc. and IIROC member firms registered as of July 15, 2015 Ordonnances et décisions
le 19 décembre 2014 Decision FundEx Investments Inc. and Investment Financial Group Inc. Ordonnances et décisions
le 9 juillet 2015 Decision Jonathan Bolduc and Certain Other Persons or Companies Registered under the Act – s. 15.1 of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations Ordonnances et décisions
le 9 juillet 2015 Decision Laurence Ginsberg and Dealing Representatives of Exempt Market Dealers and Scholarship Plan Dealers – s. 15.1 of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations Ordonnances et décisions
le 8 mai 2015 Decision Sentry Investments Inc. and certain other registered firms as of July 15, 2015 Ordonnances et décisions
le 8 mai 2015 Decision Sentry Investments Inc. and certain other registered firms Ordonnances et décisions
le 8 mai 2015 Decision TD Investment Services Inc. and MFDA member firms registered as of July 15, 2015 Ordonnances et décisions
le 8 mai 2015 Decision TD Investment Services Inc. and MFDA member firms registered as of July 15, 2015 Ordonnances et décisions
le 29 mai 2014 Decision Desjardins Securities Inc. and IIROC members firms registered as of July 15, 2014 Ordonnances et décisions
le 7 novembre 2012 Decision General Motors Investment Management Corporation Ordonnances et décisions
