le 7 novembre 2012 Decision General Motors Investment Management Corporation Ordonnances et décisions
le 20 septembre 2011 Decision Desjardins Securities Inc. and IIROC member firms registered as of the date of this decision Ordonnances et décisions
le 13 septembre 2011 Decision Miller, Christopher and other Advising Representatives of Portfolio Managers applying for registration as Dealing Representatives Ordonnances et décisions
le 22 mai 2014 Decision Caldwell Investment Management Ltd. and Caldwell Securities Ltd. Ordonnances et décisions
le 10 juillet 2014 Decision Credit Suisse Securities (Canada), Inc. and Credit Suisse Securities (USA) LLC Ordonnances et décisions
le 16 octobre 2015 Decision Evangeline Securities Limited and Investia Financial Services Inc. Ordonnances et décisions
