le 8 mai 2015 Decision TD Investment Services Inc. and MFDA member firms registered as of July 15, 2015 Ordonnances et décisions
le 29 mai 2014 Decision Desjardins Securities Inc. and IIROC members firms registered as of July 15, 2014 Ordonnances et décisions
le 7 novembre 2012 Decision General Motors Investment Management Corporation Ordonnances et décisions
le 20 septembre 2011 Decision Desjardins Securities Inc. and IIROC member firms registered as of the date of this decision Ordonnances et décisions
le 13 septembre 2011 Decision Miller, Christopher and other Advising Representatives of Portfolio Managers applying for registration as Dealing Representatives Ordonnances et décisions
le 6 mars 2020 Decision Lysander Funds Limited and Canso Investment Counsel Ltd. Ordonnances et décisions
