le 28 septembre 2012 Order Capital International, Inc. and Persons or Companies Acting as an Investment Fund Manager in Ontario without a Head Office in a Jurisdiction of Canada at the Date of that Decision – s. 144 Ordonnances et décisions
le 14 juin 2019 Order Neuberger Berman Investment Advisers LLC – s. 80 of the CFA Ordonnances et décisions
le 5 mai 2020 Decision Wellington Square Capital Partners Inc. and Wellington Square Advisors Inc. Ordonnances et décisions
le 5 mars 2019 Decision Industrial Alliance Investment Management Inc. and IA Investment Counsel Inc. Ordonnances et décisions
