le 13 septembre 2011 Decision Raymond James Ltd. and certain other registered firms registered as of February 26, 2010 Ordonnances et décisions
le 20 septembre 2011 Decision Scotia Securities Inc. and MFDA member firms registered as of the date of this decision Ordonnances et décisions
le 13 septembre 2011 Decision Scotia Securities Inc. and other Mutual Fund Dealers registered as of November 5, 2010 Ordonnances et décisions
le 13 septembre 2011 Decision USC Education Savings Plans Inc. and others registered as of November 5, 2010 Ordonnances et décisions
le 13 septembre 2011 Decision Vantage Asset Management Inc. and other Portfolio Managers applying for registration in another category Ordonnances et décisions
le 8 avril 2011 Order Credit Suisse Asset Management, LLC -- s. 80 of the CFA Ordonnances et décisions
le 24 novembre 2011 Ruling Creditex Securities Corporation -- s. 38 of the CFA and s. 6.1 of Rule 91-502 Trades in Recognized Options Ordonnances et décisions
le 8 mai 2015 Decision Desjardins Securities Inc. and IIROC member firms registered as of July 15, 2015 Ordonnances et décisions
le 8 mai 2015 Decision Desjardins Securities Inc. and IIROC member firms registered as of July 15, 2015 Ordonnances et décisions
le 19 décembre 2014 Decision FundEx Investments Inc. and Investment Financial Group Inc. Ordonnances et décisions
le 9 juillet 2015 Decision Jonathan Bolduc and Certain Other Persons or Companies Registered under the Act – s. 15.1 of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations Ordonnances et décisions
le 9 juillet 2015 Decision Laurence Ginsberg and Dealing Representatives of Exempt Market Dealers and Scholarship Plan Dealers – s. 15.1 of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations Ordonnances et décisions
le 8 mai 2015 Decision Sentry Investments Inc. and certain other registered firms as of July 15, 2015 Ordonnances et décisions
le 8 mai 2015 Decision Sentry Investments Inc. and certain other registered firms Ordonnances et décisions
le 8 mai 2015 Decision TD Investment Services Inc. and MFDA member firms registered as of July 15, 2015 Ordonnances et décisions
le 8 mai 2015 Decision TD Investment Services Inc. and MFDA member firms registered as of July 15, 2015 Ordonnances et décisions
le 29 mai 2014 Decision Desjardins Securities Inc. and IIROC members firms registered as of July 15, 2014 Ordonnances et décisions
le 29 mai 2014 Decision TD Investment Services Inc. and MFDA members firms registered as of July 15, 2014 Ordonnances et décisions
