le 26 février 2010 Decision Laurence Ginsberg and dealing representatives of exempt market dealers and scholarship plan dealers Ordonnances et décisions
le 26 février 2010 Decision Raymond James Ltd. and certain other registered firms registered as of the date of this decision Ordonnances et décisions
le 2 novembre 2010 Decision Scotia Securities Inc. and other Mutual Fund Dealers registered as of the date of this decision Ordonnances et décisions
le 26 février 2010 Decision Scotia Securities Inc. and other Mutual Fund Dealers registered as of the date of this decision Ordonnances et décisions
le 1 décembre 2010 Decision Trez Capital Corporation and Other Persons and Companies Conducting Investment Fund Management Activities or Advising in Respect of Mortgage Investment Entities Ordonnances et décisions
le 2 novembre 2010 Decision USC Education Savings Plans Inc. and others registered as of the date of this decision Ordonnances et décisions
le 26 février 2010 Decision Vantage Asset Management Inc. and other portfolio managers applying for registration in another category Ordonnances et décisions
le 28 septembre 2009 Decision AXA Rosenberg Investment Management LLC et al. Ordonnances et décisions
le 23 avril 2009 Order BMO Nesbitt Burns Inc. -- 4.1 of Rule 31-502 Proficiency Requirements for Registrants Ordonnances et décisions
le 6 juillet 2018 Ruling NB Alternatives Advisers LLC et al. – ss. 74(1), 144(1) Ordonnances et décisions
le 6 mars 2020 Decision Lysander Funds Limited and Canso Investment Counsel Ltd. Ordonnances et décisions
