le 14 juin 2006 Decision Michelago Limited and Golden China Resources Corporation - MRRS Decision Ordonnances et décisions
le 8 mai 2015 Decision Sentry Investments Inc. and certain other registered firms as of July 15, 2015 Ordonnances et décisions
le 8 mai 2015 Decision TD Investment Services Inc. and MFDA member firms registered as of July 15, 2015 Ordonnances et décisions
le 14 décembre 2015 Decision Leede Jones Gable Inc. and Jones, Gable & Company Limited Ordonnances et décisions