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le 10 novembre 2015 Decision HSBC Global Asset Management (Canada) Limited and the Mutual Funds Listed in Schedule “A” Ordonnances et décisions
le 19 mars 2007 MRRS Decision Holloway Lodging Real Estate Investment Trust - MRRS Decision Ordonnances et décisions
le 2 décembre 2005 Decision Home Equity Income Trust and CHIP Mortgage Trust - MRRS Decision Ordonnances et décisions
le 30 mars 2007 Assignment Traxis Partners LP et al. – ss. 3.1(1), 80 of the CFA Ordonnances et décisions
le 2 septembre 2009 Assignment UBS Global Asset Management (Canada) Inc. et al. – ss. 3.1(1), 80 of the CFA Ordonnances et décisions
le 8 mai 2015 Decision Sentry Investments Inc. and certain other registered firms as of July 15, 2015 Ordonnances et décisions
le 8 mai 2015 Decision TD Investment Services Inc. and MFDA member firms registered as of July 15, 2015 Ordonnances et décisions
