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le 8 mai 2015 Decision TD Investment Services Inc. and MFDA member firms registered as of July 15, 2015 Ordonnances et décisions
le 14 décembre 2015 Decision Leede Jones Gable Inc. and Jones, Gable & Company Limited Ordonnances et décisions
le 11 avril 2012 Decision Canadian Life Companies Split Corp. and Quadravest Capital Management Inc. Ordonnances et décisions
le 15 mai 2017 Decision Goldman, Sachs & Co. and Goldman Sachs International Ordonnances et décisions