le 30 septembre 2016 Document Will Lockett (Altus Securities Inc.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Jeffrey R. Carney (Investors Group): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 28 septembre 2016 Document Sandra L. Kegie ( The Federation of Mutual Fund Dealers ): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 28 septembre 2016 Document Manny DaSilva (Association of Canadian Compliance Professionals): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 28 septembre 2016 Document Paul Renaud (RESP Dealers Association of Canada): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 29 septembre 2016 Document Govind Achyuthan (Acumen Capital Finance Partners Limited): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 29 septembre 2016 Document David Gilkes, Brian Koscak, Nadine Milne, Zachary Goldenberg, Doug Bedard and Georgina Blanas (Private Capital Markets Association of Canada): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives t Documents ouverts dans un nouvel onglet Comment letters
le 29 septembre 2016 Document Ian Noetzel (Orbis Investments (Canada) Limited): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 29 septembre 2016 Document Debra A. McFadden: CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 29 septembre 2016 Document Michel Boutin and Maxime Gauthier (Mérici Services Financiers Inc.: CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 29 septembre 2016 Document David Burbach (YTM Capital Asset Management Ltd.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 29 septembre 2016 Document Richard Bergeron (Canadian Western Financial): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 26 août 2016 Document Canadian Market Infrastructure Committee: CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives Documents ouverts dans un nouvel onglet Comment letters
le 2 septembre 2016 Document Charles Farquharson (Insight Investment): CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives Documents ouverts dans un nouvel onglet Comment letters
le 5 septembre 2016 Document Andreas Müller and Dr. Frank Czichowski (KfW Bankengruppe): CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives Documents ouverts dans un nouvel onglet Comment letters
le 6 septembre 2016 Document The Canadian Bankers Association: CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives Documents ouverts dans un nouvel onglet Comment letters
le 6 septembre 2016 Document Rob Baillie, Eli Peterson and Scott (Kelly State Street Bank and Trust Company, The Bank of New York Mellon and The Northern Trust Company): CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives Documents ouverts dans un nouvel onglet Comment letters
le 6 septembre 2016 Document The Canadian Commercial Energy Working Group: CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives Documents ouverts dans un nouvel onglet Comment letters
le 5 septembre 2003 Document Priscilla Healy, Paul Litner & Keith Douglas (ACPM/PIAC): Request for Comments: 81-404 - Request for Comment on Joint Forum Guidelines for Capital Accumulation Plans - Proposed Guidelines for Capital Accumulation Plans prepared by the Joint Forum of Finan Documents ouverts dans un nouvel onglet Comment letters
le 3 septembre 2003 Document Henri Masse (FTQ): Request for Comments: 81-404 - Request for Comment on Joint Forum Guidelines for Capital Accumulation Plans - Proposed Guidelines for Capital Accumulation Plans prepared by the Joint Forum of Financial Market Regulators Documents ouverts dans un nouvel onglet Comment letters
