le 30 septembre 2016 Document Marie Elaine Farley (La Chambre de la sécurité financière): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Gino Sebastian Savard and Yvan Morin (MICA Capital Inc.) - French: CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Rebecca Cowdery, Laura Paglia, Prema Thiele and Ronald Kosonic (Borden Ladner Gervais LLP): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Mark Kent and Kenneth Parker (Portfolio Strategies Corporation): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Rick Annaert (Manulife Securities): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Devon Cranson (Cranson Capital Securities Inc.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Chappuis Halder & Co.: CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Raymonde Crête and Cinthia Duclos (Faculty of law, Université Laval): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Carol Lynd (Brandes Investment Partners & Co.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document McBride Bond Christian LLP: CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Financial Planning Standards Council Letter: CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Martin Gagnon (National Bank of Canada Wealth Management): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 27 septembre 2017 Document Laura Levine, Ramandeep K. Grewal and Mihkel E. Voore (Stikeman Elliott LLP): Proposed OSC Rule 72-503 Distributions Outside Canada and Proposed Companion Policy 72-503 Distributions Outside Canada Documents ouverts dans un nouvel onglet Comment letters
le 27 septembre 2017 Document Osler, Hoskin & Harcourt LLP: Proposed OSC Rule 72-503 Distributions Outside Canada and Proposed Companion Policy 72-503 Distributions Outside Canada Documents ouverts dans un nouvel onglet Comment letters
le 27 septembre 2017 Document Mindy Gilbert and David Wilson (Davies Ward Phillips & Vineberg LLP): Proposed OSC Rule 72-503 Distributions Outside Canada and Proposed Companion Policy 72-503 Distributions Outside Canada Documents ouverts dans un nouvel onglet Comment letters
le 27 septembre 2017 Document Ross McKee and Tim Phillips (Blake, Cassels & Graydon LLP): Proposed OSC Rule 72-503 Distributions Outside Canada and Proposed Companion Policy 72-503 Distributions Outside Canada Documents ouverts dans un nouvel onglet Comment letters
le 21 septembre 2016 Document Dentons Canada LLP: Proposed OSC Rule 72-503 Distributions Outside Canada and Proposed Companion Policy 72-503 Distributions Outside Canada Documents ouverts dans un nouvel onglet Comment letters
le 27 septembre 2016 Document Daryl Byrne (Irish Stock Exchange): Proposed OSC Rule 72-503 Distributions Outside Canada and Proposed Companion Policy 72-503 Distributions Outside Canada Documents ouverts dans un nouvel onglet Comment letters
le 28 septembre 2016 Document Pamela Hughes, Ross McKee, Stacy McLean and Tim Phillips (Blake, Cassels & Graydon LLP): Proposed OSC Rule 72-503 Distributions Outside Canada and Proposed Companion Policy 72-503 Distributions Outside Canada Documents ouverts dans un nouvel onglet Comment letters
le 28 septembre 2016 Document Alix d'Anglejan-Chatillon, Ramandeep K. Grewal, Jeff Hershenfield, Ralph A. Hipsher, Kenneth G. Ottenbreit, Brian M. Pukier, Simon A.Romano, Sherry L. Roth, William A. Scott and Mihkel E. Voore (Stikeman Elliott LLP): Proposed OSC Rule 72-503 Distribution Documents ouverts dans un nouvel onglet Comment letters
