le 23 septembre 2016 Document Anthony Boright (InvestorCOM Inc.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 23 septembre 2016 Document Ryan Colwell: CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 26 septembre 2016 Document John G. Novachis (Investment Planning Counsel Inc.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 26 septembre 2016 Document Deb Abbey (Responsible Investment Association): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 27 septembre 2016 Document Katie Walmsley and Margaret Gunawan (PMAC): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 27 septembre 2016 Document DIAM Capital Markets Inc.: CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 27 septembre 2016 Document Wiley Auch (Longbow Capital Inc.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 27 septembre 2016 Document Brenda Plant (Ethiquette.ca): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 28 septembre 2016 Document National Exempt Market Association: CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Som Seif (Purpose Investments Inc.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Wanda Morris and Wade R. Poziomka (CARP): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Mark S. Yamada (PUR Investing Inc.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Greg Pollock and Wade A. Baldwin (Advocis): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Normand Pepin (iA Financial Group): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Daniel Labonté (MD Financial Management Inc.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document John S. Clark (Pacific Spirit Investment Management Inc.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Linda Fuerst and Jeremy Devereux (Norton Rose Fulbright Canada LLP): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Paul D. Allison (Raymond James Ltd.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 26 mars 2014 Document Rozanne Reszel (Canadian Investor Protection Fund): Notice and Request for Comment: Proposed OSC Rule 24-503 Clearing Agency Requirements and Related Companion Policy Documents ouverts dans un nouvel onglet Comment letters
le 26 mars 2014 Document Murray J. Taylor (IGM Financial Inc.): Notice and Request for Comment: Proposed OSC Rule 24-503 Clearing Agency Requirements and Related Companion Policy Documents ouverts dans un nouvel onglet Comment letters
