13-933 -
IRP Title
Temporary exemption from the requirement to transmit a report of exempt distribution through SEDAR+ in connection with distributions of eligible foreign securities to permitted clients
Instruments, règles et politiques
15-707 -
IRP Title
Enforcement Investigation Guidance
Instruments, règles et politiques
15-708 -
IRP Title
Document Production Guidance
Instruments, règles et politiques
13-103 -
IRP Title
System for Electronic Data Analysis and Retrieval + (SEDAR+)
Instruments, règles et politiques
13-504 -
IRP Title
Temporary Relief from Accrual of Late Fees Charged under Ontario Securities Commission Rule 13-502 Fees
Instruments, règles et politiques
13-505 -
IRP Title
Temporary Relief from Accrual of Late Fees Charged under Ontario Securities Commission Rule 13-503 (Commodity Futures Act) Fees.
Instruments, règles et politiques
13-506 -
IRP Title
Temporary Relief from Accrual of Late Fees Charged under Ontario Securities Commission Rule 13-502 Fees, No. 2
Instruments, règles et politiques
13-507 -
IRP Title
Temporary Relief from Accrual of Late Fees Charged under Ontario Securities Commission Rule 13-503 (Commodity Futures Act) Fees, No. 2
Instruments, règles et politiques
81-506 -
IRP Title
Temporary Exemptions from National Instrument 81-104 Alternative Mutual Funds
Instruments, règles et politiques
81-505 -
IRP Title
Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds with Deadlines during the period from June 2 to September 30, 2020
Instruments, règles et politiques
31-930 -
IRP Title
Exemption to allow Exempt Market Dealer Participation in Selling Groups in Offerings of Securities under a Prospectus
Instruments, règles et politiques
81-503 -
IRP Title
Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds
Instruments, règles et politiques
81-502 -
IRP Title
Restrictions on the Use of the Deferred Sales Charge Option for Mutual Funds
Instruments, règles et politiques
81-727 -
IRP Title
Report on Staff’s Continuous Disclosure Review of Mutual Fund Practices Relating to Portfolio Liquidity
Instruments, règles et politiques
81-728 -
IRP Title
Use of “Index” in Investment Fund Names and Objectives
Instruments, règles et politiques
81-730 -
IRP Title
Consideration of Alternative Approaches to Address Concerns Related to Deferred Sales Charges
Instruments, règles et politiques
81-731 -
IRP Title
Next Steps on Deferred Sales Charges
Instruments, règles et politiques
81-732 -
IRP Title
Investment Fund Survey
Instruments, règles et politiques
81-733 -
IRP Title
Summary Report for Investment Fund and Structured Product Issuers
Instruments, règles et politiques
11-301 -
IRP Title
CSA Strategic Plan 1999 - 2001 (Withdrawn by CSA Staff Notice 11-302, December 21, 2001)
Instruments, règles et politiques
