Unofficial Consolidation as of July 1, 2010 of National Instrument 24-101 Institutional Trade Matching and Settlement and its Companion Policy
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of Amendments to NI 24-101 Institutional Trade Matching and Settlement
Documents d'Instruments, règles et politiques
Proposed Amendments to NI 24-101 Institutional Trade Matching and Settlement, Changes to Companion Policy 24-101 Institutional Trade Matching and Settlement, and CSA Consultation Paper 24-402 Policy Considerations for Enhancing Settlement Discipline in a
Documents d'Instruments, règles et politiques
Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement and Changes to Companion Policy 24-101CP to National Instrument 24-101 Institutional Trade Matching and Settlement
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval - National Instrument 24-101 Institutional Trade Matching and Settlement
Documents d'Instruments, règles et politiques
Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement
Documents d'Instruments, règles et politiques
Unofficial Consolidated Version as of September 5, 2017 - Companion Policy 24-101 Institutional Trade Matching and Settlement
Documents d'Instruments, règles et politiques
Unofficial Consolidated Version as of September 5, 2017 - National Instrument 24-101 Institutional Trade Matching and Settlement
Documents d'Instruments, règles et politiques
Unofficial Consolidated Version as of September 5, 2017 - Forms 24-101 F1, F2, F3, F4 and F5
Documents d'Instruments, règles et politiques
Notice of Amendment - National Instrument 24-101 Institutional Trade Matching and Settlement
Documents d'Instruments, règles et politiques
Proposed NI 24-102 Clearing Agency Requirements and Related Companion Policy 24-102CP
Documents d'Instruments, règles et politiques
CSA Notice of Approval of National Instrument 24-102 and Companion Policy 24-102CP and Notice and Request for Comments Proposed Amendments to Companion Policy 24-102CP
Documents d'Instruments, règles et politiques
Proposed amendments to final adopted Companion Policy 24-102CP to National Instrument 24-102 Clearing Agency Requirements
Documents d'Instruments, règles et politiques
Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
Documents d'Instruments, règles et politiques
CSA Notice Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to 31-103CP (Cost Disclosure, Performance Reporting and Client Statements)
Documents d'Instruments, règles et politiques
Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
Documents d'Instruments, règles et politiques
Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms
Documents d'Instruments, règles et politiques
Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations - Dispute Resolution Services
Documents d'Instruments, règles et politiques
CSA Staff Notice: 31-337 - Cost Disclosure, Performance Reporting and Client Statements - Frequently Asked Questions and Additional Guidance as of February 27, 2014
Documents d'Instruments, règles et politiques
