Notice of Approval – Proposed Change to the Instinet Canada Cross Trading System – Instinet Canada Cross Limited (ICX)
Marchés, OAR et agences de compensation
Notice of Proposed Change and Request for Comment – Change to Instinet Canada Cross Trading System – Instinet Canada Cross Limited (ICX)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to Notes and Instructions to Schedules 1 and 7 of Form 1 Regarding Agency Tri-Party Arrangements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Proposed Change – Instinet Canada Cross Limited (ICX)
Marchés, OAR et agences de compensation
Notice of Commission Approval of Proposed Changes – Instinet Canada Cross Limited (ICX)
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comment – Instinet Canada Cross Limited (ICX)
Marchés, OAR et agences de compensation
Notice of Proposed Change – Instinet Canada Cross Limited (ICX)
Marchés, OAR et agences de compensation
IIROC Notice 20-0179 – Amendments to Notes and Instructions to Schedules 1 and 7 of Form 1 regarding agency tri-party arrangements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Completion of Review - Initial Operations Report – Instinet Canada Cross Limited (ICX)
Marchés, OAR et agences de compensation
Notice of Initial Operations Report and Request for Feedback – Instinet Canada Cross Limited (ICX)
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comment – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
Notice of Approval – Changes to Broker Blocks Functionality – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
Request for Comment – Notice of Proposed Early Adoption of Certain IIROC Rules into the Dealer Member Rules – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comment – Broker Block Functionality – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
Notice of Approval – Significant Changes to Bond Trading Functionality – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comment – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments re Free Credit Cash Segregated in Trust for Clients – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 19-0155 – Proposed Amendments re Free Credit Cash Segregated in Trust for Clients – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Request for Comment – Republication of Proposed Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 19-0154 – Republication of Proposed Amendments to Dealer Member Rules and Form 1 regarding the securities concentration test and designated rating organizations – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
