21-901 -
IRP Title
Recognition of Certain Stock Exhanges
Instruments, règles et politiques
22-801 -
IRP Title
Non-SRO Electronic Trading Systems and Market Fragmentation
Instruments, règles et politiques
23-102 -
IRP Title
Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services
Instruments, règles et politiques
23-103 -
IRP Title
Electronic Trading and Direct Electronic Access to Marketplaces
Instruments, règles et politiques
23-301 -
IRP Title
[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] CSA Staff Notice: 23-301 - Joint Notice of the Staff of the CSA, Market Regulation Services Inc., Bourse de Montréal Inc., and the Investment Dealers Association - Electronic Audit Trails
Instruments, règles et politiques
23-302 -
IRP Title
[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] Joint Regulatory Notice - Electronic Audit Trail Initiative (TREATS)
Instruments, règles et politiques
23-303 -
IRP Title
Update on Concept Paper 23-402 Best Execution and Soft Dollar Arrangements
Instruments, règles et politiques
23-304 -
IRP Title
[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] Joint CSA/SRO Notice - Status of the Transaction Reporting and Electronic Audit Trail System
Instruments, règles et politiques
23-305 -
IRP Title
Status of the Transaction Reporting and Electronic Audit Trail System (TREATS) (Withdrawn by CSA Notice 11-313, February 19, 2010)
Instruments, règles et politiques
23-306 -
IRP Title
[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] Status of the Transaction Reporting and Electronic Audit Trail System (TREATS)
Instruments, règles et politiques
23-307 -
IRP Title
Order Protection Rule - Implementation Milestones (Withdrawn by CSA Notice 11-317, June 21, 2012)
Instruments, règles et politiques
23-308 -
IRP Title
Update on Forum to Discuss CSA/IIROC Joint Consultation Paper 23-404 “Dark Pools, Dark Orders and Other Developments in Market Structure in Canada” and Next Steps
Instruments, règles et politiques
23-309 -
IRP Title
Frequently Asked Questions about the Order Protection Rule and Intentionally Locked or Crossed Markets - Part 6 of National Instrument 23-101 and Related Companion Policy
Instruments, règles et politiques
23-311 -
IRP Title
Regulatory Approach to Dark Liquidity in the Canadian Market
Instruments, règles et politiques
23-312 -
IRP Title
Transparency of Short Selling and Failed Trades
Instruments, règles et politiques
23-313 -
IRP Title
Blanket Orders Exempting Marketplace Participants From Certain Provisions of National Instrument 23-103 Electronic Trading and Related OSC Staff Position
Instruments, règles et politiques
23-314 -
IRP Title
Frequently Asked Questions about National Instrument 23-103 Electronic Trading
Instruments, règles et politiques
23-315 -
IRP Title
Summary of Comments on CSA/IIROC Joint Notice 23-312 - Request for Comments - Transparency of Short Selling and Failed Trades
Instruments, règles et politiques
23-316 -
IRP Title
Order Protection Rule: Implementation of the Market Share Threshold and Amendments to Companion Policy 23-101 Trading Rules
Instruments, règles et politiques
23-317 -
IRP Title
Order Protection Rule: Market Share Threshold for the period April 1, 2017 to March 31, 2018
Instruments, règles et politiques
