CSA Multilateral Staff Notice 51-361 Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2020 and March 31, 2019
Documents d'Instruments, règles et politiques
OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments
Documents d'Instruments, règles et politiques
Notice of Correction – CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required - Annex F
Documents d'Instruments, règles et politiques
OSC Staff Notice 11-737 (Revised) - Securities Advisory Committee - Vacancies
Documents d'Instruments, règles et politiques
2020 Summary Report for Dealers, Advisers and Investment Fund Managers
Documents d'Instruments, règles et politiques
CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required
Documents d'Instruments, règles et politiques
Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of Amendments to National Instrument 21-101 – Marketplace Operation
Documents d'Instruments, règles et politiques
Notice – Variation of Exchange Recognition Orders, ATS Protocol, and Revocation of OSC Staff Notice 21-706
Documents d'Instruments, règles et politiques
Notice – Variation of Exchange Recognition Orders, ATS Protocol, and Revocation of OSC Staff Notice 21-706
Documents d'Instruments, règles et politiques
National Instrument 21-101 Marketplace Operation
Documents d'Instruments, règles et politiques
Companion Policy 21-101CP Marketplace Operation
Documents d'Instruments, règles et politiques
CSA Notice and Second Request for Comment – Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives and Proposed Changes to Companion Policy 94-101 Mandatory Central Counterparty Clearing of Derivatives
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of Amendments to National Instrument 44-102 Shelf Distributions
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of Amendments to National Instrument 21-101 Marketplace Operation
Documents d'Instruments, règles et politiques
CSA Staff Notice 31-359 – OBSI Joint Regulators Committee Annual Report for 2019
Documents d'Instruments, règles et politiques
OSC Notice 11-791 - Statement of Priorities - Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2022
Documents d'Instruments, règles et politiques
CSA Notice of Approval - Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities and Amendments to NI 21-101 Marketplace Operation and Related CP
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement
Documents d'Instruments, règles et politiques
CSA Notice of Amendments to National Instrument 44-102 Shelf Distributions and Change to Companion Policy 44-102CP Shelf Distributions relating to At-the-Market Distributions
Documents d'Instruments, règles et politiques
