Notice of Commission Deemed Approval – Housekeeping Amendment to Canadian Investment Regulatory Organization (CIRO) Investment Dealer and Partially Consolidate (IDPC) Rule 2603(2) – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to CDS Fee Schedule – Central Counterparty (CCP) Services Failure to Receive – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Proposed OSC Rule 11-502 Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed Companion Policy 11-502 Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed OSC Rule 11-503 (Commodity Futures Act) Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed Companion Policy 11-503 (Commodity Futures Act) Distribution of Amounts Paid to the OSC under Disgorgement Orders – Modernize the Process to Distribute Disgorged Amounts to Harmed Investors
Documents d'Instruments, règles et politiques
CSA Notice Regarding Coordinated Blanket Order 96-932 Re Temporary Exemptions from Certain Derivatives Data Reporting Requirements
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 81-102 Investment Funds
Documents d'Instruments, règles et politiques
Notice of Approval – Long Life Amendments – TSX Inc.
Marchés, OAR et agences de compensation
Notice of Variation Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc. (CDS)
Marchés, OAR et agences de compensation
Notice of Variation Orders – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
CSA Notice and Request for Comment – Proposed Amendments and Changes to Certain National Instruments and Policies Related to the Senior Tier of the Canadian Securities Exchange, the Cboe Canada Inc. and AQSE Growth Market Name Changes, and Majority Voting Form of Proxy Requirements
Documents d'Instruments, règles et politiques
OSC Staff Notice 51-736 – Corporate Finance Division 2024 Annual Report
Documents d'Instruments, règles et politiques
Notice of Commission Approval – Amendments to UMIR Respecting the Reasonable Expectation to Settle a Short Sale – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
OSC Staff Notice 81-736 - Summary Report for Investment Fund and Structured Product Issuers
Documents d'Instruments, règles et politiques
CSA Staff Notice 51-365 Continuous Disclosure Review Program Activities for the Fiscal Years Ended March 31, 2024 and March 31, 2023
Documents d'Instruments, règles et politiques
Unofficial consolidation: Companion Policy 81-102CP - Investment Funds
Documents d'Instruments, règles et politiques
Frequently Asked Questions about Ontario Instrument 32-508 Not-for-profit Angel Investor Group Registration Exemption (Interim Class Order)
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of Amendments to OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting and Consequential Amendments to OSC Rule 13-502 Fees
Documents d'Instruments, règles et politiques
Amendments to National Instrument 14-101 Definitions
Documents d'Instruments, règles et politiques
Amendment to National Instrument 62-103 The Early Warning System and Related Take-Over Bid and Insider Reporting Issues
Documents d'Instruments, règles et politiques
Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
Documents d'Instruments, règles et politiques
Amendments to National Instrument 81-102 Investment Funds
Documents d'Instruments, règles et politiques
