Ontario Instrument 13-512 Temporary Exemption from the Requirement to Transmit a Report of Exempt Distribution through SEDAR+ in connection with Distributions of Eligible Foreign Securities to Permitted Clients (Interim Class Order)
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 93-101 Derivatives: Business Conduct
Documents d'Instruments, règles et politiques
CSA Notice Regarding Coordinated Blanket Order 96-933 Re Temporary Exemptions from Derivatives Data Reporting Requirements relating to the Unique Product Identifier for Commodity Derivatives
Documents d'Instruments, règles et politiques
CSA Staff Notice 96-306 Coordinated Blanket Order 96-933 Re Temporary Exemptions from Derivatives Data Reporting Requirements relating to the Unique Product Identifier for Commodity Derivatives
Documents d'Instruments, règles et politiques
Ontario Securities Commission – Coordinated Blanket Order 96-933
Documents d'Instruments, règles et politiques
Ontario Securities Commission – Coordinated Blanket Order 96-932
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment – Proposed Amendments to Multilateral Instrument 13-102 System Fees
Documents d'Instruments, règles et politiques
Notice of Technical/Housekeeping Rule Submission – Proposed Amendments to the CDCC Rules and Risk Manual Related to the Introduction of Options on Canadian Depositary Receipts – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments to UMIR Respecting Contingent Derivative Orders – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
IIROC Notice 14-0047 – Rules Notice – Notice of Withdrawal – Revisions to the Definition of Securities Related Activities – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice and Request for Comments – Proposed Amendments to CSE Listing Policies – Canadian Securities Exchange
Marchés, OAR et agences de compensation
Unofficial Consolidation: National Instrument 93-101 Derivatives: Business Conduct
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 41-101F2 - Information Required in an Investment Fund Prospectus
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 41-101F4 - Information Required in an ETF Facts Document
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 81-101F3 - Contents of Fund Facts Document
Documents d'Instruments, règles et politiques
Notice of Material Rule Submission – Proposed Material Amendments to CDS External Procedures Related to CDS Operational and Cybersecurity Participation Requirements – CDS Clearing and Depository Services (CDS)
Marchés, OAR et agences de compensation
Notice of Material Rule Submission – Proposed Amendments to the CDCC Rules and Operations Manual on Participation Requirements – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Coming into Force of Amendments to National Instrument 41-101 General Prospectus Requirements, National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-106 Investment Fund Continuous Disclosure, and Local Amendments to OSC Rule 13-502 Fees
Documents d'Instruments, règles et politiques
Amendments to National Instrument 41-101 General Prospectus Requirements
Documents d'Instruments, règles et politiques
Changes to Companion Policy 41-101 General Prospectus Requirements
Documents d'Instruments, règles et politiques
