Canadian Securities Exchange - Public Interest Rule Amendment - CSE Policies - Notice and Request for Comments
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Notice of Housekeeping Rule Amendments – Housekeeping Amendments to the Toronto Stock Exchange Rule Book – TSX Inc.
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Application on behalf of Carta Capital Markets, LLC for exemptive relief under the Passport System – Osler, Hoskin & Harcourt LLP – Carta Capital Markets, LLC
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Request for Comment – Proposed New MFDA Policy No. 11 – Proficiency Standards for the Sale of Alternative Mutual Funds – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Approval – Conditional Order Facility – TSX Inc.
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Notice of Approval - Public Interest Rule Amendments to the Trading Policies - Neo Exchange Inc.
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OSC Staff Notice of Request for Comment – Proposed Additional Amendments to the Rules, Operations Manual, Risk Manual and Default Manual of the CDCC on the Gross Client Margin (GCM) Model Initiative – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Commission Approval – Amendments to Rule C-18 to Modify the Delivery Standards of the 30-Year Government of Canada Bond Future Contracts – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Commission Order – Application for Exemptive Relief – GLMX Technologies, LLC
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Notice of Commission Deemed Approval – Housekeeping Amendments to MFDA Rules to Enhance Protection of Older and Vulnerable Clients – Mutual Fund Dealers Association of Canada (MFDA)
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Limited Notice of Approval – Introduction of Odd Lot Order Book for CXD Trading Book – Nasdaq CXC Limited
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Notice of Approval – Alternative Closing Price – TSX Inc. and TSX Venture Exchange Inc.
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Notice of Commission Approval - Memorandum of Understanding with the AMF regarding Co-ordination and Information Sharing relating to TMX Group Inc., TSX Inc. and Bourse de Montréal Inc.
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Notice of Ministerial Approval - Memorandum of Understanding with the AMF and the OSC - TMX Group Inc. and TSX Inc.
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Notice of Coming into Effect of Memorandum of Understanding Among the Canadian Securities Administrators Regarding Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Coming into Effect of Memorandum of Understanding Regarding the Oversight of the Mutual Fund Dealers Association of Canada (MFDA)
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OSC Staff Notice of Request for Comment – Proposed Amendments to CDS Fee Schedule – New York Link/DTC Direct Link Services – CDS Clearing and Depository Services Inc. (CDS)
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Notice of Commission Approval – Amendment to Remove the Risk Component of IIROC’s Dealer Member Fee Model – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Amendments to Dealer Member Rules and IIROC Rules Regarding Exemptions for Bulk Account Movements – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 21-0080 – Removal of the risk component of the annual fees paid by Dealer Members effective April 1, 2021 – Investment Industry Regulatory Organization of Canada (IIROC)
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